Skip to content
SEC EDGAR · Forms 3/4/5Updated through Oct 30, 2026•34 filings

UPLD

Upland Software, Inc.

Net sales of $16.8K over the last 3 months

1 seller account for the net balance. There is no cluster of three distinct buyers within 30 days. We found no CEO/CFO purchases over 12 months.

How to read this signal

Only open-market P purchases and S sales count toward the signal. Vesting, options, taxes and gifts remain in the source data but do not trigger alerts. Rule 10b5-1 trades are shown as informational.

JSON example

3-month balance

−$16,757

0 buyers · 1 sellers

12-month purchases

$0.00

0 distinct insiders

12-month sales

$16,757

1 distinct insiders

Highlighted alerts

1

4 Rule 10b5-1 trades treated as informational

Buying cluster · 30 days

Fewer than three distinct buyers

CEO/CFO purchases · 12 months

No executive purchases found

Get UPLD insider trades by API

The same filtered trades as JSON for your scripts, alerts or AI agent, for 5,500+ US companies — plus sentiment, news, financials and breakout setups. Free · every API · 1,000 requests a month · no card required.

Get your free API key

UPLD overview: breakout setup, X sentiment and insiders in one page →

Form 4 raw → Raspberry

The value is in what we do not call a signal.

The SEC XML stores every transaction. Raspberry keeps that evidence, reads the footnotes and separates voluntary open-market activity from vesting, option exercises, gifts, tax withholding, stock purchase and dividend reinvestment plans and pre-programmed 10b5-1 trades.

36
Raw transactions
Everything returned by the filing
5
Voluntary view
P/S trades after deterministic checks
30
Administrative noise
Stored, never alerted
6
10b5-1
Shown as informational
SEC ownership XML facts
Code
S
Shares
1,000
Price
$4.45
Footnotes
1

The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. These shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock units

Raspberry interpretation
Informational — no alert

Reason: tax_withholding. The filing footnotes identify tax withholding. The trade is reported under a Rule 10b5-1 plan.

Verify in SEC EDGAR

Recent transactions

Voluntary purchases and sales; administrative noise stays hidden.

5 transactions

Mattox Timothy

Director

Sale 10b5-1
Shares
847.4
Price
$4.28
Value
$3,627
Open SEC filing

Mattox Timothy

Director

Sale 10b5-1
Shares
1,000
Price
$4.27
Value
$4,270
Open SEC filing

Mattox Timothy

Director

Sale 10b5-1
Shares
1,000
Price
$4.53
Value
$4,530
Open SEC filing

Mattox Timothy

Director

Sale 10b5-1
Shares
1,000
Price
$4.33
Value
$4,330
Open SEC filing

MCDONALD JOHN T

CEO

SaleAlert
Shares
14,438
Price
$2.36
Value
$34,064
Open SEC filing

“Alert” means a voluntary, unscheduled transaction according to the filing; it is not an investment recommendation. Official source: SEC EDGAR.