Smith Philip Andrew
Chief Executive Officer
Sale 10b5-1
- Shares
- 45,000
- Price
- $59.50
- Value
- $2,677,487
SEC EDGAR · Forms 3/4/5Updated through Oct 30, 2026•103 filings
SNEX
StoneX Group Inc.
Net sales of $35.4M over the last 3 months
7 sellers account for the net balance. There is no cluster of three distinct buyers within 30 days. We found no CEO/CFO purchases over 12 months.
How to read this signal
Only open-market P purchases and S sales count toward the signal. Vesting, options, taxes and gifts remain in the source data but do not trigger alerts. Rule 10b5-1 trades are shown as informational.
3-month balance
−$35,371,620
1 buyers · 7 sellers
12-month purchases
$258,456
2 distinct insiders
12-month sales
$179,981,169
12 distinct insiders
Highlighted alerts
16
47 Rule 10b5-1 trades treated as informational
Buying cluster · 30 days
Fewer than three distinct buyers
CEO/CFO purchases · 12 months
No executive purchases found
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Form 4 raw → Raspberry
The value is in what we do not call a signal.
The SEC XML stores every transaction. Raspberry keeps that evidence, reads the footnotes and separates voluntary open-market activity from vesting, option exercises, gifts, tax withholding, stock purchase and dividend reinvestment plans and pre-programmed 10b5-1 trades.
100
Raw transactions
Everything returned by the filing
63
Voluntary view
P/S trades after deterministic checks
56
Administrative noise
Stored, never alerted
85
10b5-1
Shown as informational
SEC ownership XML facts
- Code
- M
- Shares
- 45,000
- Price
- $8.90
- Footnotes
- 1
The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Raspberry interpretation
Informational — no alert
Reason: administrative_code. The trade is reported under a Rule 10b5-1 plan.
Recent transactions
Voluntary purchases and sales; administrative noise stays hidden.
Maurer Mark Lowry
Chief Risk Officer
Sale 10b5-1
- Shares
- 52,953
- Price
- $60.35
- Value
- $3,195,650
OCONNOR SEAN MICHAEL
Executive Vice-Chairman-Board
Sale 10b5-1
- Shares
- 76,148
- Price
- $60.35
- Value
- $4,595,852
Smith Philip Andrew
Chief Executive Officer
Sale 10b5-1
- Shares
- 56,250
- Price
- $65.69
- Value
- $3,694,888
Rotsztain Diego
Chief Governance/Legal Officer
Sale 10b5-1
- Shares
- 20,298
- Price
- $67.13
- Value
- $1,362,593
Maurer Mark Lowry
Chief Risk Officer
Sale 10b5-1
- Shares
- 50,528
- Price
- $67.02
- Value
- $3,386,629
Perkins Abigail H
Chief Information Officer
Sale 10b5-1
- Shares
- 8,924
- Price
- $68.83
- Value
- $614,218
Maurer Mark Lowry
Chief Risk Officer
Sale 10b5-1
- Shares
- 52,564
- Price
- $68.83
- Value
- $3,617,864
Rotsztain Diego
Chief Governance/Legal Officer
Sale 10b5-1
- Shares
- 30,327
- Price
- $68.83
- Value
- $2,087,474
Dunaway William J
Chief Financial Officer
Sale 10b5-1
- Shares
- 96,490
- Price
- $66.35
- Value
- $6,401,803
Perkins Abigail H
Chief Information Officer
Sale 10b5-1
- Shares
- 4,500
- Price
- $64.81
- Value
- $291,662
Thamodaran Dhamu R.
Director
PurchaseAlert
- Shares
- 2,500
- Price
- $64.48
- Value
- $161,206
Maurer Mark Lowry
Chief Risk Officer
Sale 10b5-1
- Shares
- 52,648
- Price
- $66.25
- Value
- $3,487,935
FOWLER JOHN MOORE
Director
Sale 10b5-1
- Shares
- 1,575
- Price
- $75.41
- Value
- $118,771
Rotsztain Diego
Chief Governance/Legal Officer
Sale 10b5-1
- Shares
- 20,630
- Price
- $74.40
- Value
- $1,534,886
Maurer Mark Lowry
Chief Risk Officer
Sale 10b5-1
- Shares
- 52,376
- Price
- $74.32
- Value
- $3,892,679
Smith Philip Andrew
Chief Executive Officer
Sale 10b5-1
- Shares
- 45,000
- Price
- $74.32
- Value
- $3,344,481
Rotsztain Diego
Chief Governance/Legal Officer
Sale 10b5-1
- Shares
- 29,995
- Price
- $74.32
- Value
- $2,229,282
Dunaway William J
Chief Financial Officer
Sale 10b5-1
- Shares
- 95,970
- Price
- $74.33
- Value
- $7,133,325
OCONNOR SEAN MICHAEL
Executive Vice-Chairman-Board
Sale 10b5-1
- Shares
- 104,934
- Price
- $74.33
- Value
- $7,799,776
Perkins Abigail H
Chief Information Officer
Sale 10b5-1
- Shares
- 8,919
- Price
- $70.43
- Value
- $628,147
BEXIGA ANNABELLE G
Director
Sale 10b5-1
- Shares
- 1,500
- Price
- $113.92
- Value
- $170,880
Smith Philip Andrew
Chief Executive Officer
Sale 10b5-1
- Shares
- 37,500
- Price
- $118.75
- Value
- $4,452,990
Smith Philip Andrew
Chief Executive Officer
Sale 10b5-1
- Shares
- 14,040
- Price
- $118.67
- Value
- $1,666,085
Maurer Mark Lowry
Chief Risk Officer
Sale 10b5-1
- Shares
- 11,542
- Price
- $133.63
- Value
- $1,542,332
Maurer Mark Lowry
Chief Risk Officer
Sale 10b5-1
- Shares
- 34,706
- Price
- $135.31
- Value
- $4,696,090
BEXIGA ANNABELLE G
Director
Sale 10b5-1
- Shares
- 1,500
- Price
- $133.36
- Value
- $200,040
OCONNOR SEAN MICHAEL
Executive Vice-Chairman-Board
SaleAlert
- Shares
- 75,000
- Price
- $135.42
- Value
- $10,156,770
Lyon Charles M
President
SaleAlert
- Shares
- 9,000
- Price
- $131.96
- Value
- $1,187,640
Dunaway William J
Chief Financial Officer
Sale 10b5-1
- Shares
- 63,602
- Price
- $131.16
- Value
- $8,342,013
OCONNOR SEAN MICHAEL
Executive Vice-Chairman-Board
SaleAlert
- Shares
- 75,000
- Price
- $131.15
- Value
- $9,836,280
Perkins Abigail H
Chief Information Officer
Sale 10b5-1
- Shares
- 4,312
- Price
- $118.51
- Value
- $511,025
Maurer Mark Lowry
Chief Risk Officer
SaleAlert
- Shares
- 11,398
- Price
- $112.25
- Value
- $1,279,374
Smith Philip Andrew
Chief Executive Officer
Sale 10b5-1
- Shares
- 8,535
- Price
- $112.72
- Value
- $962,094
Rotsztain Diego
Chief Governance/Legal Officer
Sale 10b5-1
- Shares
- 13,696
- Price
- $112.79
- Value
- $1,544,720
OCONNOR SEAN MICHAEL
Executive Vice-Chairman-Board
Sale 10b5-1
- Shares
- 72,140
- Price
- $109.94
- Value
- $7,930,999
Rotsztain Diego
Chief Governance/Legal Officer
Sale 10b5-1
- Shares
- 20,054
- Price
- $111.48
- Value
- $2,235,692
OCONNOR SEAN MICHAEL
Executive Vice-Chairman-Board
Sale 10b5-1
- Shares
- 87,790
- Price
- $111.46
- Value
- $9,785,354
BEXIGA ANNABELLE G
Director
Sale 10b5-1
- Shares
- 1,500
- Price
- $112.82
- Value
- $169,230
Dunaway William J
Chief Financial Officer
Sale 10b5-1
- Shares
- 64,017
- Price
- $110.46
- Value
- $7,071,209
OCONNOR SEAN MICHAEL
Executive Vice-Chairman-Board
Sale 10b5-1
- Shares
- 140,070
- Price
- $110.31
- Value
- $15,450,449
Maurer Mark Lowry
Chief Risk Officer
Sale 10b5-1
- Shares
- 34,862
- Price
- $116.29
- Value
- $4,054,248
KASS STEVEN A
Director
SaleAlert
- Shares
- 2,000
- Price
- $123.26
- Value
- $246,519
Schroeder Aaron
Chief Accounting Officer
SaleAlert
- Shares
- 3,500
- Price
- $122.65
- Value
- $429,272
PARTHEMORE ERIC
Director
SaleAlert
- Shares
- 2,500
- Price
- $123.30
- Value
- $308,249
FOWLER JOHN MOORE
Director
Sale 10b5-1
- Shares
- 1,050
- Price
- $106.25
- Value
- $111,563
BEXIGA ANNABELLE G
Director
Sale 10b5-1
- Shares
- 1,500
- Price
- $101.91
- Value
- $152,865
Smith Philip Andrew
Chief Executive Officer
Sale 10b5-1
- Shares
- 30,000
- Price
- $92.23
- Value
- $2,766,906
BEXIGA ANNABELLE G
Director
Sale 10b5-1
- Shares
- 1,000
- Price
- $106.54
- Value
- $106,540
Perkins Abigail H
Chief Information Officer
SaleAlert
- Shares
- 8,000
- Price
- $126.72
- Value
- $1,013,729
OCONNOR SEAN MICHAEL
Executive Vice-Chairman-Board
SaleAlert
- Shares
- 40,000
- Price
- $124.56
- Value
- $4,982,460
Maurer Mark Lowry
Chief Risk Officer
SaleAlert
- Shares
- 40,000
- Price
- $124.88
- Value
- $4,995,120
Lyon Charles M
President
SaleAlert
- Shares
- 30,000
- Price
- $124.78
- Value
- $3,743,271
OCONNOR SEAN MICHAEL
Executive Vice-Chairman-Board
SaleAlert
- Shares
- 40,000
- Price
- $124.95
- Value
- $4,997,900
FOWLER JOHN MOORE
Director
Sale 10b5-1
- Shares
- 1,125
- Price
- $112.70
- Value
- $126,788
Rotsztain Diego
Chief Governance/Legal Officer
Sale 10b5-1
- Shares
- 2,029
- Price
- $94.50
- Value
- $191,731
Rotsztain Diego
Chief Governance/Legal Officer
Sale 10b5-1
- Shares
- 2,477
- Price
- $94.91
- Value
- $235,097
Rotsztain Diego
Chief Governance/Legal Officer
Sale 10b5-1
- Shares
- 1,348
- Price
- $96.17
- Value
- $129,644
RADZIWILL JOHN
Chairman of the Board
PurchaseAlert
- Shares
- 1,000
- Price
- $97.25
- Value
- $97,250
FOWLER JOHN MOORE
Director
Sale 10b5-1
- Shares
- 1,125
- Price
- $91.20
- Value
- $102,600
OCONNOR SEAN MICHAEL
Executive Vice-Chairman-Board
SaleAlert
- Shares
- 2,000
- Price
- $96.50
- Value
- $193,000
OCONNOR SEAN MICHAEL
Executive Vice-Chairman-Board
SaleAlert
- Shares
- 3,000
- Price
- $95.00
- Value
- $285,000
FOWLER JOHN MOORE
Director
Sale 10b5-1
- Shares
- 1,125
- Price
- $96.00
- Value
- $108,000
| Date | Insider | Transaction | Shares | Price | Value | Reading |
|---|---|---|---|---|---|---|
| Oct 15, 2026 | Smith Philip Andrew Chief Executive Officer | Sale | 45,000 | $59.50 | $2,677,487 | |
| Oct 12, 2026 | Maurer Mark Lowry Chief Risk Officer | Sale | 52,953 | $60.35 | $3,195,650 | |
| Oct 12, 2026 | OCONNOR SEAN MICHAEL Executive Vice-Chairman-Board | Sale | 76,148 | $60.35 | $4,595,852 | |
| Sep 28, 2026 | Smith Philip Andrew Chief Executive Officer | Sale | 56,250 | $65.69 | $3,694,888 | |
| Sep 16, 2026 | Rotsztain Diego Chief Governance/Legal Officer | Sale | 20,298 | $67.13 | $1,362,593 | |
| Sep 15, 2026 | Maurer Mark Lowry Chief Risk Officer | Sale | 50,528 | $67.02 | $3,386,629 | |
| Sep 14, 2026 | Perkins Abigail H Chief Information Officer | Sale | 8,924 | $68.83 | $614,218 | |
| Sep 14, 2026 | Maurer Mark Lowry Chief Risk Officer | Sale | 52,564 | $68.83 | $3,617,864 | |
| Sep 14, 2026 | Rotsztain Diego Chief Governance/Legal Officer | Sale | 30,327 | $68.83 | $2,087,474 | |
| Aug 14, 2026 | Dunaway William J Chief Financial Officer | Sale | 96,490 | $66.35 | $6,401,803 | |
| Aug 10, 2026 | Perkins Abigail H Chief Information Officer | Sale | 4,500 | $64.81 | $291,662 | |
| Aug 10, 2026 | Thamodaran Dhamu R. Director | Purchase | 2,500 | $64.48 | $161,206 | |
| Aug 07, 2026 | Maurer Mark Lowry Chief Risk Officer | Sale | 52,648 | $66.25 | $3,487,935 | |
| Aug 05, 2026 | FOWLER JOHN MOORE Director | Sale | 1,575 | $75.41 | $118,771 | |
| Jul 24, 2026 | Rotsztain Diego Chief Governance/Legal Officer | Sale | 20,630 | $74.40 | $1,534,886 | |
| Jul 22, 2026 | Maurer Mark Lowry Chief Risk Officer | Sale | 52,376 | $74.32 | $3,892,679 | |
| Jul 22, 2026 | Smith Philip Andrew Chief Executive Officer | Sale | 45,000 | $74.32 | $3,344,481 | |
| Jul 22, 2026 | Rotsztain Diego Chief Governance/Legal Officer | Sale | 29,995 | $74.32 | $2,229,282 | |
| Jul 22, 2026 | Dunaway William J Chief Financial Officer | Sale | 95,970 | $74.33 | $7,133,325 | |
| Jul 22, 2026 | OCONNOR SEAN MICHAEL Executive Vice-Chairman-Board | Sale | 104,934 | $74.33 | $7,799,776 | |
| Jul 20, 2026 | Perkins Abigail H Chief Information Officer | Sale | 8,919 | $70.43 | $628,147 | |
| Jul 15, 2026 | BEXIGA ANNABELLE G Director | Sale | 1,500 | $113.92 | $170,880 | |
| Jun 30, 2026 | Smith Philip Andrew Chief Executive Officer | Sale | 37,500 | $118.75 | $4,452,990 | |
| Jun 30, 2026 | Smith Philip Andrew Chief Executive Officer | Sale | 14,040 | $118.67 | $1,666,085 | |
| Jun 16, 2026 | Maurer Mark Lowry Chief Risk Officer | Sale | 11,542 | $133.63 | $1,542,332 | |
| Jun 15, 2026 | Maurer Mark Lowry Chief Risk Officer | Sale | 34,706 | $135.31 | $4,696,090 | |
| Jun 15, 2026 | BEXIGA ANNABELLE G Director | Sale | 1,500 | $133.36 | $200,040 | |
| Jun 15, 2026 | OCONNOR SEAN MICHAEL Executive Vice-Chairman-Board | Sale | 75,000 | $135.42 | $10,156,770 | |
| Jun 12, 2026 | Lyon Charles M President | Sale | 9,000 | $131.96 | $1,187,640 | |
| Jun 12, 2026 | Dunaway William J Chief Financial Officer | Sale | 63,602 | $131.16 | $8,342,013 | |
| Jun 12, 2026 | OCONNOR SEAN MICHAEL Executive Vice-Chairman-Board | Sale | 75,000 | $131.15 | $9,836,280 | |
| Jun 08, 2026 | Perkins Abigail H Chief Information Officer | Sale | 4,312 | $118.51 | $511,025 | |
| May 22, 2026 | Maurer Mark Lowry Chief Risk Officer | Sale | 11,398 | $112.25 | $1,279,374 | |
| May 22, 2026 | Smith Philip Andrew Chief Executive Officer | Sale | 8,535 | $112.72 | $962,094 | |
| May 20, 2026 | Rotsztain Diego Chief Governance/Legal Officer | Sale | 13,696 | $112.79 | $1,544,720 | |
| May 19, 2026 | OCONNOR SEAN MICHAEL Executive Vice-Chairman-Board | Sale | 72,140 | $109.94 | $7,930,999 | |
| May 18, 2026 | Rotsztain Diego Chief Governance/Legal Officer | Sale | 20,054 | $111.48 | $2,235,692 | |
| May 18, 2026 | OCONNOR SEAN MICHAEL Executive Vice-Chairman-Board | Sale | 87,790 | $111.46 | $9,785,354 | |
| May 15, 2026 | BEXIGA ANNABELLE G Director | Sale | 1,500 | $112.82 | $169,230 | |
| May 15, 2026 | Dunaway William J Chief Financial Officer | Sale | 64,017 | $110.46 | $7,071,209 | |
| May 15, 2026 | OCONNOR SEAN MICHAEL Executive Vice-Chairman-Board | Sale | 140,070 | $110.31 | $15,450,449 | |
| May 14, 2026 | Maurer Mark Lowry Chief Risk Officer | Sale | 34,862 | $116.29 | $4,054,248 | |
| May 11, 2026 | KASS STEVEN A Director | Sale | 2,000 | $123.26 | $246,519 | |
| May 11, 2026 | Schroeder Aaron Chief Accounting Officer | Sale | 3,500 | $122.65 | $429,272 | |
| May 11, 2026 | PARTHEMORE ERIC Director | Sale | 2,500 | $123.30 | $308,249 | |
| May 05, 2026 | FOWLER JOHN MOORE Director | Sale | 1,050 | $106.25 | $111,563 | |
| Apr 15, 2026 | BEXIGA ANNABELLE G Director | Sale | 1,500 | $101.91 | $152,865 | |
| Apr 10, 2026 | Smith Philip Andrew Chief Executive Officer | Sale | 30,000 | $92.23 | $2,766,906 | |
| Mar 13, 2026 | BEXIGA ANNABELLE G Director | Sale | 1,000 | $106.54 | $106,540 | |
| Feb 13, 2026 | Perkins Abigail H Chief Information Officer | Sale | 8,000 | $126.72 | $1,013,729 | |
| Feb 10, 2026 | OCONNOR SEAN MICHAEL Executive Vice-Chairman-Board | Sale | 40,000 | $124.56 | $4,982,460 | |
| Feb 09, 2026 | Maurer Mark Lowry Chief Risk Officer | Sale | 40,000 | $124.88 | $4,995,120 | |
| Feb 09, 2026 | Lyon Charles M President | Sale | 30,000 | $124.78 | $3,743,271 | |
| Feb 09, 2026 | OCONNOR SEAN MICHAEL Executive Vice-Chairman-Board | Sale | 40,000 | $124.95 | $4,997,900 | |
| Feb 02, 2026 | FOWLER JOHN MOORE Director | Sale | 1,125 | $112.70 | $126,788 | |
| Dec 19, 2025 | Rotsztain Diego Chief Governance/Legal Officer | Sale | 2,029 | $94.50 | $191,731 | |
| Dec 18, 2025 | Rotsztain Diego Chief Governance/Legal Officer | Sale | 2,477 | $94.91 | $235,097 | |
| Dec 17, 2025 | Rotsztain Diego Chief Governance/Legal Officer | Sale | 1,348 | $96.17 | $129,644 | |
| Dec 16, 2025 | RADZIWILL JOHN Chairman of the Board | Purchase | 1,000 | $97.25 | $97,250 | |
| Nov 03, 2025 | FOWLER JOHN MOORE Director | Sale | 1,125 | $91.20 | $102,600 | |
| Aug 20, 2025 | OCONNOR SEAN MICHAEL Executive Vice-Chairman-Board | Sale | 2,000 | $96.50 | $193,000 | |
| Aug 19, 2025 | OCONNOR SEAN MICHAEL Executive Vice-Chairman-Board | Sale | 3,000 | $95.00 | $285,000 | |
| Aug 01, 2025 | FOWLER JOHN MOORE Director | Sale | 1,125 | $96.00 | $108,000 |
“Alert” means a voluntary, unscheduled transaction according to the filing; it is not an investment recommendation. Official source: SEC EDGAR.