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SEC EDGAR · Forms 3/4/5Updated through Oct 30, 2026•99 filings

SERA

SERA PROGNOSTICS, INC.

No net buying or selling imbalance over the last 3 months

No net buyers or sellers account for the net balance. There is no cluster of three distinct buyers within 30 days. We found no CEO/CFO purchases over 12 months.

How to read this signal

Only open-market P purchases and S sales count toward the signal. Vesting, options, taxes and gifts remain in the source data but do not trigger alerts. Rule 10b5-1 trades are shown as informational.

JSON example

3-month balance

$0.00

0 buyers · 0 sellers

12-month purchases

$0.00

0 distinct insiders

12-month sales

$141,422

3 distinct insiders

Highlighted alerts

1

15 Rule 10b5-1 trades treated as informational

Buying cluster · 30 days

Fewer than three distinct buyers

CEO/CFO purchases · 12 months

No executive purchases found

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Form 4 raw → Raspberry

The value is in what we do not call a signal.

The SEC XML stores every transaction. Raspberry keeps that evidence, reads the footnotes and separates voluntary open-market activity from vesting, option exercises, gifts, tax withholding, stock purchase and dividend reinvestment plans and pre-programmed 10b5-1 trades.

100
Raw transactions
Everything returned by the filing
16
Voluntary view
P/S trades after deterministic checks
88
Administrative noise
Stored, never alerted
11
10b5-1
Shown as informational
SEC ownership XML facts
Code
S
Shares
8,024
Price
$2.03
Footnotes
2

Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.03 to $2.05, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

Raspberry interpretation
Informational — no alert

Reason: tax_withholding. The filing footnotes identify tax withholding.

Verify in SEC EDGAR

Recent transactions

Voluntary purchases and sales; administrative noise stays hidden.

16 transactions

Lawrence Sandra AJ

Director

Sale 10b5-1
Shares
1,560
Price
$2.15
Value
$3,354
Open SEC filing

Lawrence Sandra AJ

Director

Sale 10b5-1
Shares
1,560
Price
$1.95
Value
$3,042
Open SEC filing

Harrison Robert Gardner

Chief Information Officer

Sale 10b5-1
Shares
2,000
Price
$2.34
Value
$4,680
Open SEC filing

Harrison Robert Gardner

Chief Information Officer

Sale 10b5-1
Shares
2,000
Price
$2.97
Value
$5,940
Open SEC filing

Harrison Robert Gardner

Chief Information Officer

Sale 10b5-1
Shares
2,000
Price
$3.00
Value
$6,000
Open SEC filing

Lawrence Sandra AJ

Director

Sale 10b5-1
Shares
1,560
Price
$3.05
Value
$4,758
Open SEC filing

Harrison Robert Gardner

Chief Information Officer

Sale 10b5-1
Shares
2,000
Price
$2.93
Value
$5,860
Open SEC filing

Kearney Paul

Chief Data Officer

SaleAlert
Shares
32,203
Price
$2.94
Value
$94,677
Open SEC filing

Kearney Paul

Chief Data Officer

Sale 10b5-1
Shares
1,986
Price
$3.51
Value
$6,971
Open SEC filing

Harrison Robert Gardner

Chief Information Officer

Sale 10b5-1
Shares
2,000
Price
$3.07
Value
$6,140
Open SEC filing

Harrison Robert Gardner

Chief Information Officer

Sale 10b5-1
Shares
2,000
Price
$3.18
Value
$6,360
Open SEC filing

Harrison Robert Gardner

Chief Information Officer

Sale 10b5-1
Shares
2,000
Price
$3.05
Value
$6,100
Open SEC filing

Lawrence Sandra AJ

Director

Sale 10b5-1
Shares
1,560
Price
$3.05
Value
$4,758
Open SEC filing

Kearney Paul

Chief Data Officer

Sale 10b5-1
Shares
1,458
Price
$3.49
Value
$5,088
Open SEC filing

Kearney Paul

Chief Data Officer

Sale 10b5-1
Shares
10,542
Price
$3.49
Value
$36,792
Open SEC filing

Harrison Robert Gardner

Chief Information Officer

Sale 10b5-1
Shares
6,000
Price
$2.22
Value
$13,320
Open SEC filing

“Alert” means a voluntary, unscheduled transaction according to the filing; it is not an investment recommendation. Official source: SEC EDGAR.