Skip to content
SEC EDGAR · Forms 3/4/5Updated through Oct 30, 2026•6 filings

PNNT

PENNANTPARK INVESTMENT CORP

No net buying or selling imbalance over the last 3 months

No net buyers or sellers account for the net balance. There is no cluster of three distinct buyers within 30 days. We found 1 CEO/CFO purchases over 12 months.

How to read this signal

Only open-market P purchases and S sales count toward the signal. Vesting, options, taxes and gifts remain in the source data but do not trigger alerts. Rule 10b5-1 trades are shown as informational.

JSON example

3-month balance

$0.00

0 buyers · 0 sellers

12-month purchases

$98,216

2 distinct insiders

12-month sales

$1,397,348

1 distinct insiders

Highlighted alerts

9

0 Rule 10b5-1 trades treated as informational

Buying cluster · 30 days

Fewer than three distinct buyers

CEO/CFO purchases · 12 months

1 executive purchases found

Get PNNT insider trades by API

The same filtered trades as JSON for your scripts, alerts or AI agent, for 5,500+ US companies — plus sentiment, news, financials and breakout setups. Free · every API · 1,000 requests a month · no card required.

Get your free API key

PNNT overview: breakout setup, X sentiment and insiders in one page →

Form 4 raw → Raspberry

The value is in what we do not call a signal.

The SEC XML stores every transaction. Raspberry keeps that evidence, reads the footnotes and separates voluntary open-market activity from vesting, option exercises, gifts, tax withholding, stock purchase and dividend reinvestment plans and pre-programmed 10b5-1 trades.

9
Raw transactions
Everything returned by the filing
9
Voluntary view
P/S trades after deterministic checks
0
Administrative noise
Stored, never alerted
0
10b5-1
Shown as informational
SEC ownership XML facts
Code
P
Shares
15,000
Price
$4.88
Footnotes
—

No filing footnote was attached to this row.

Raspberry interpretation
Eligible voluntary-market alert

Reason: voluntary_market_trade.

Verify in SEC EDGAR

Recent transactions

Voluntary purchases and sales; administrative noise stays hidden.

9 transactions

Allorto Richard T JR

CFO and Treasurer

PurchaseAlert
Shares
15,000
Price
$4.88
Value
$73,200
Open SEC filing

Flug Jeffrey

Director

SaleAlert
Shares
121,533
Price
$5.92
Value
$719,123
Open SEC filing

Flug Jeffrey

Director

SaleAlert
Shares
20,000
Price
$5.85
Value
$117,040
Open SEC filing

Flug Jeffrey

Director

SaleAlert
Shares
23,303
Price
$5.78
Value
$134,605
Open SEC filing

Flug Jeffrey

Director

SaleAlert
Shares
10,000
Price
$5.75
Value
$57,511
Open SEC filing

Briones Jose A

Director

PurchaseAlert
Shares
4,235
Price
$5.91
Value
$25,016
Open SEC filing

Flug Jeffrey

Director

SaleAlert
Shares
21,100
Price
$6.04
Value
$127,423
Open SEC filing

Flug Jeffrey

Director

SaleAlert
Shares
15,000
Price
$6.06
Value
$90,944
Open SEC filing

Flug Jeffrey

Director

SaleAlert
Shares
25,000
Price
$6.03
Value
$150,703
Open SEC filing

“Alert” means a voluntary, unscheduled transaction according to the filing; it is not an investment recommendation. Official source: SEC EDGAR.