Reeping Katharine
Principal Accounting Officer
SaleAlert
- Shares
- 439.95
- Price
- $347.88
- Value
- $153,049
SEC EDGAR · Forms 3/4/5Updated through Oct 30, 2026•83 filings
LPLA
LPL Financial Holdings Inc.
Net sales of $2.1M over the last 3 months
4 sellers account for the net balance. There is no cluster of three distinct buyers within 30 days. We found no CEO/CFO purchases over 12 months.
How to read this signal
Only open-market P purchases and S sales count toward the signal. Vesting, options, taxes and gifts remain in the source data but do not trigger alerts. Rule 10b5-1 trades are shown as informational.
3-month balance
−$2,079,643
0 buyers · 4 sellers
12-month purchases
$0.00
0 distinct insiders
12-month sales
$7,736,501
7 distinct insiders
Highlighted alerts
4
78 Rule 10b5-1 trades treated as informational
Buying cluster · 30 days
Fewer than three distinct buyers
CEO/CFO purchases · 12 months
No executive purchases found
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Form 4 raw → Raspberry
The value is in what we do not call a signal.
The SEC XML stores every transaction. Raspberry keeps that evidence, reads the footnotes and separates voluntary open-market activity from vesting, option exercises, gifts, tax withholding, stock purchase and dividend reinvestment plans and pre-programmed 10b5-1 trades.
100
Raw transactions
Everything returned by the filing
82
Voluntary view
P/S trades after deterministic checks
72
Administrative noise
Stored, never alerted
31
10b5-1
Shown as informational
SEC ownership XML facts
- Code
- F
- Shares
- 106
- Price
- $359.33
- Footnotes
- 1
Consists of (i) 166 shares of Common Stock; (ii) 545 restricted stock units that vest ratably on each of September 5, 2027 and September 5, 2028; and (iii) 1,122 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029.
Recent transactions
Voluntary purchases and sales; administrative noise stays hidden.
Jambusaria Aneri
Group Managing Director
Sale 10b5-1
- Shares
- 308
- Price
- $357.36
- Value
- $110,067
Gates Greg
Group Managing Director
SaleAlert
- Shares
- 4,119
- Price
- $355.38
- Value
- $1,463,810
Enyedi Matthew
Group Managing Director
Sale 10b5-1
- Shares
- 1
- Price
- $355.51
- Value
- $355.51
Enyedi Matthew
Group Managing Director
Sale 10b5-1
- Shares
- 51
- Price
- $354.52
- Value
- $18,081
Enyedi Matthew
Group Managing Director
Sale 10b5-1
- Shares
- 296
- Price
- $353.37
- Value
- $104,598
Enyedi Matthew
Group Managing Director
Sale 10b5-1
- Shares
- 463
- Price
- $352.77
- Value
- $163,333
Enyedi Matthew
Group Managing Director
Sale 10b5-1
- Shares
- 189
- Price
- $351.06
- Value
- $66,350
Jambusaria Aneri
Group Managing Director
Sale 10b5-1
- Shares
- 308
- Price
- $306.00
- Value
- $94,248
Audette Matthew J
President and CFO
Sale 10b5-1
- Shares
- 106
- Price
- $332.27
- Value
- $35,221
Audette Matthew J
President and CFO
Sale 10b5-1
- Shares
- 595
- Price
- $331.09
- Value
- $196,999
Audette Matthew J
President and CFO
Sale 10b5-1
- Shares
- 189
- Price
- $328.34
- Value
- $62,056
Audette Matthew J
President and CFO
Sale 10b5-1
- Shares
- 220
- Price
- $327.45
- Value
- $72,039
Audette Matthew J
President and CFO
Sale 10b5-1
- Shares
- 139
- Price
- $326.16
- Value
- $45,336
Audette Matthew J
President and CFO
Sale 10b5-1
- Shares
- 330
- Price
- $325.00
- Value
- $107,250
Cohen Marc Eliot
Group Managing Director
SaleAlert
- Shares
- 1,088.21
- Price
- $309.72
- Value
- $337,041
Cohen Marc Eliot
Group Managing Director
SaleAlert
- Shares
- 2,212
- Price
- $308.75
- Value
- $682,955
Jambusaria Aneri
Group Managing Director
Sale 10b5-1
- Shares
- 308
- Price
- $306.00
- Value
- $94,248
Enyedi Matthew
Group Managing Director
Sale 10b5-1
- Shares
- 183
- Price
- $322.72
- Value
- $59,058
Enyedi Matthew
Group Managing Director
Sale 10b5-1
- Shares
- 169
- Price
- $321.74
- Value
- $54,374
Enyedi Matthew
Group Managing Director
Sale 10b5-1
- Shares
- 666
- Price
- $320.99
- Value
- $213,779
Enyedi Matthew
Group Managing Director
Sale 10b5-1
- Shares
- 628
- Price
- $319.38
- Value
- $200,571
Enyedi Matthew
Group Managing Director
Sale 10b5-1
- Shares
- 463
- Price
- $318.38
- Value
- $147,410
Audette Matthew J
President and CFO
Sale 10b5-1
- Shares
- 453
- Price
- $322.15
- Value
- $145,934
Audette Matthew J
President and CFO
Sale 10b5-1
- Shares
- 506
- Price
- $321.04
- Value
- $162,446
Audette Matthew J
President and CFO
Sale 10b5-1
- Shares
- 274
- Price
- $319.32
- Value
- $87,494
Audette Matthew J
President and CFO
Sale 10b5-1
- Shares
- 348
- Price
- $318.51
- Value
- $110,841
Steinmeier Richard
Chief Executive Officer
Sale 10b5-1
- Shares
- 274
- Price
- $373.20
- Value
- $102,257
Steinmeier Richard
Chief Executive Officer
Sale 10b5-1
- Shares
- 779
- Price
- $372.20
- Value
- $289,944
Steinmeier Richard
Chief Executive Officer
Sale 10b5-1
- Shares
- 2,450
- Price
- $371.23
- Value
- $909,514
Steinmeier Richard
Chief Executive Officer
Sale 10b5-1
- Shares
- 1,040
- Price
- $370.62
- Value
- $385,445
Steinmeier Richard
Chief Executive Officer
Sale 10b5-1
- Shares
- 183
- Price
- $368.63
- Value
- $67,459
Steinmeier Richard
Chief Executive Officer
Sale 10b5-1
- Shares
- 332
- Price
- $367.06
- Value
- $121,864
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 39
- Price
- $373.09
- Value
- $14,551
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 85
- Price
- $372.32
- Value
- $31,647
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 410
- Price
- $371.20
- Value
- $152,192
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 136
- Price
- $370.44
- Value
- $50,380
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 34
- Price
- $368.70
- Value
- $12,536
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 46
- Price
- $367.95
- Value
- $16,926
Jambusaria Aneri
Group Managing Director
Sale 10b5-1
- Shares
- 80
- Price
- $352.48
- Value
- $28,198
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 39
- Price
- $380.12
- Value
- $14,825
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 169
- Price
- $379.58
- Value
- $64,149
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 234
- Price
- $378.24
- Value
- $88,508
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 293
- Price
- $377.01
- Value
- $110,464
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 267
- Price
- $375.80
- Value
- $100,339
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 230
- Price
- $374.86
- Value
- $86,218
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 205
- Price
- $374.00
- Value
- $76,670
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 63
- Price
- $372.62
- Value
- $23,475
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 102
- Price
- $320.27
- Value
- $32,668
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 132
- Price
- $315.09
- Value
- $41,592
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 109
- Price
- $314.04
- Value
- $34,230
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 266
- Price
- $313.20
- Value
- $83,311
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 141
- Price
- $312.15
- Value
- $44,013
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 190
- Price
- $340.83
- Value
- $64,758
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 121
- Price
- $340.01
- Value
- $41,141
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 25
- Price
- $337.58
- Value
- $8,440
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 128
- Price
- $337.13
- Value
- $43,153
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 72
- Price
- $335.84
- Value
- $24,180
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 28
- Price
- $334.53
- Value
- $9,367
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 326
- Price
- $332.90
- Value
- $108,525
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 79
- Price
- $331.83
- Value
- $26,215
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 32
- Price
- $349.60
- Value
- $11,187
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 11
- Price
- $348.04
- Value
- $3,828
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 106
- Price
- $347.46
- Value
- $36,831
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 1
- Price
- $345.44
- Value
- $345.44
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 3
- Price
- $344.67
- Value
- $1,034
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 150
- Price
- $343.98
- Value
- $51,597
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 47
- Price
- $342.88
- Value
- $16,115
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 79
- Price
- $341.89
- Value
- $27,009
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 11
- Price
- $330.12
- Value
- $3,631
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 91
- Price
- $329.17
- Value
- $29,954
Jambusaria Aneri
Group Managing Director
Sale 10b5-1
- Shares
- 80
- Price
- $361.25
- Value
- $28,900
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 4
- Price
- $381.34
- Value
- $1,525
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 9
- Price
- $380.46
- Value
- $3,424
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 30
- Price
- $378.47
- Value
- $11,354
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 42
- Price
- $377.79
- Value
- $15,867
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 106
- Price
- $376.30
- Value
- $39,888
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 45
- Price
- $375.37
- Value
- $16,892
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 620
- Price
- $374.22
- Value
- $232,016
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 352
- Price
- $373.49
- Value
- $131,468
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 161
- Price
- $372.43
- Value
- $59,961
Gates Greg
Group Managing Director
Sale 10b5-1
- Shares
- 131
- Price
- $371.55
- Value
- $48,673
| Date | Insider | Transaction | Shares | Price | Value | Reading |
|---|---|---|---|---|---|---|
| Sep 11, 2026 | Reeping Katharine Principal Accounting Officer | Sale | 439.95 | $347.88 | $153,049 | |
| Aug 27, 2026 | Jambusaria Aneri Group Managing Director | Sale | 308 | $357.36 | $110,067 | |
| Aug 20, 2026 | Gates Greg Group Managing Director | Sale | 4,119 | $355.38 | $1,463,810 | |
| Jul 31, 2026 | Enyedi Matthew Group Managing Director | Sale | 1 | $355.51 | $355.51 | |
| Jul 31, 2026 | Enyedi Matthew Group Managing Director | Sale | 51 | $354.52 | $18,081 | |
| Jul 31, 2026 | Enyedi Matthew Group Managing Director | Sale | 296 | $353.37 | $104,598 | |
| Jul 31, 2026 | Enyedi Matthew Group Managing Director | Sale | 463 | $352.77 | $163,333 | |
| Jul 31, 2026 | Enyedi Matthew Group Managing Director | Sale | 189 | $351.06 | $66,350 | |
| Jun 17, 2026 | Jambusaria Aneri Group Managing Director | Sale | 308 | $306.00 | $94,248 | |
| Apr 15, 2026 | Audette Matthew J President and CFO | Sale | 106 | $332.27 | $35,221 | |
| Apr 15, 2026 | Audette Matthew J President and CFO | Sale | 595 | $331.09 | $196,999 | |
| Apr 15, 2026 | Audette Matthew J President and CFO | Sale | 189 | $328.34 | $62,056 | |
| Apr 15, 2026 | Audette Matthew J President and CFO | Sale | 220 | $327.45 | $72,039 | |
| Apr 14, 2026 | Audette Matthew J President and CFO | Sale | 139 | $326.16 | $45,336 | |
| Apr 14, 2026 | Audette Matthew J President and CFO | Sale | 330 | $325.00 | $107,250 | |
| Mar 10, 2026 | Cohen Marc Eliot Group Managing Director | Sale | 1,088.21 | $309.72 | $337,041 | |
| Mar 09, 2026 | Cohen Marc Eliot Group Managing Director | Sale | 2,212 | $308.75 | $682,955 | |
| Mar 02, 2026 | Jambusaria Aneri Group Managing Director | Sale | 308 | $306.00 | $94,248 | |
| Feb 26, 2026 | Enyedi Matthew Group Managing Director | Sale | 183 | $322.72 | $59,058 | |
| Feb 26, 2026 | Enyedi Matthew Group Managing Director | Sale | 169 | $321.74 | $54,374 | |
| Feb 26, 2026 | Enyedi Matthew Group Managing Director | Sale | 666 | $320.99 | $213,779 | |
| Feb 26, 2026 | Enyedi Matthew Group Managing Director | Sale | 628 | $319.38 | $200,571 | |
| Feb 26, 2026 | Enyedi Matthew Group Managing Director | Sale | 463 | $318.38 | $147,410 | |
| Feb 26, 2026 | Audette Matthew J President and CFO | Sale | 453 | $322.15 | $145,934 | |
| Feb 26, 2026 | Audette Matthew J President and CFO | Sale | 506 | $321.04 | $162,446 | |
| Feb 26, 2026 | Audette Matthew J President and CFO | Sale | 274 | $319.32 | $87,494 | |
| Feb 26, 2026 | Audette Matthew J President and CFO | Sale | 348 | $318.51 | $110,841 | |
| Dec 05, 2025 | Steinmeier Richard Chief Executive Officer | Sale | 274 | $373.20 | $102,257 | |
| Dec 05, 2025 | Steinmeier Richard Chief Executive Officer | Sale | 779 | $372.20 | $289,944 | |
| Dec 05, 2025 | Steinmeier Richard Chief Executive Officer | Sale | 2,450 | $371.23 | $909,514 | |
| Dec 05, 2025 | Steinmeier Richard Chief Executive Officer | Sale | 1,040 | $370.62 | $385,445 | |
| Dec 05, 2025 | Steinmeier Richard Chief Executive Officer | Sale | 183 | $368.63 | $67,459 | |
| Dec 05, 2025 | Steinmeier Richard Chief Executive Officer | Sale | 332 | $367.06 | $121,864 | |
| Dec 05, 2025 | Gates Greg Group Managing Director | Sale | 39 | $373.09 | $14,551 | |
| Dec 05, 2025 | Gates Greg Group Managing Director | Sale | 85 | $372.32 | $31,647 | |
| Dec 05, 2025 | Gates Greg Group Managing Director | Sale | 410 | $371.20 | $152,192 | |
| Dec 05, 2025 | Gates Greg Group Managing Director | Sale | 136 | $370.44 | $50,380 | |
| Dec 05, 2025 | Gates Greg Group Managing Director | Sale | 34 | $368.70 | $12,536 | |
| Dec 05, 2025 | Gates Greg Group Managing Director | Sale | 46 | $367.95 | $16,926 | |
| Dec 01, 2025 | Jambusaria Aneri Group Managing Director | Sale | 80 | $352.48 | $28,198 | |
| Nov 05, 2025 | Gates Greg Group Managing Director | Sale | 39 | $380.12 | $14,825 | |
| Nov 05, 2025 | Gates Greg Group Managing Director | Sale | 169 | $379.58 | $64,149 | |
| Nov 05, 2025 | Gates Greg Group Managing Director | Sale | 234 | $378.24 | $88,508 | |
| Nov 05, 2025 | Gates Greg Group Managing Director | Sale | 293 | $377.01 | $110,464 | |
| Nov 05, 2025 | Gates Greg Group Managing Director | Sale | 267 | $375.80 | $100,339 | |
| Nov 05, 2025 | Gates Greg Group Managing Director | Sale | 230 | $374.86 | $86,218 | |
| Nov 05, 2025 | Gates Greg Group Managing Director | Sale | 205 | $374.00 | $76,670 | |
| Nov 05, 2025 | Gates Greg Group Managing Director | Sale | 63 | $372.62 | $23,475 | |
| Oct 06, 2025 | Gates Greg Group Managing Director | Sale | 102 | $320.27 | $32,668 | |
| Oct 06, 2025 | Gates Greg Group Managing Director | Sale | 132 | $315.09 | $41,592 | |
| Oct 06, 2025 | Gates Greg Group Managing Director | Sale | 109 | $314.04 | $34,230 | |
| Oct 06, 2025 | Gates Greg Group Managing Director | Sale | 266 | $313.20 | $83,311 | |
| Oct 06, 2025 | Gates Greg Group Managing Director | Sale | 141 | $312.15 | $44,013 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 190 | $340.83 | $64,758 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 121 | $340.01 | $41,141 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 25 | $337.58 | $8,440 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 128 | $337.13 | $43,153 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 72 | $335.84 | $24,180 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 28 | $334.53 | $9,367 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 326 | $332.90 | $108,525 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 79 | $331.83 | $26,215 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 32 | $349.60 | $11,187 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 11 | $348.04 | $3,828 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 106 | $347.46 | $36,831 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 1 | $345.44 | $345.44 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 3 | $344.67 | $1,034 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 150 | $343.98 | $51,597 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 47 | $342.88 | $16,115 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 79 | $341.89 | $27,009 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 11 | $330.12 | $3,631 | |
| Sep 05, 2025 | Gates Greg Group Managing Director | Sale | 91 | $329.17 | $29,954 | |
| Sep 02, 2025 | Jambusaria Aneri Group Managing Director | Sale | 80 | $361.25 | $28,900 | |
| Aug 05, 2025 | Gates Greg Group Managing Director | Sale | 4 | $381.34 | $1,525 | |
| Aug 05, 2025 | Gates Greg Group Managing Director | Sale | 9 | $380.46 | $3,424 | |
| Aug 05, 2025 | Gates Greg Group Managing Director | Sale | 30 | $378.47 | $11,354 | |
| Aug 05, 2025 | Gates Greg Group Managing Director | Sale | 42 | $377.79 | $15,867 | |
| Aug 05, 2025 | Gates Greg Group Managing Director | Sale | 106 | $376.30 | $39,888 | |
| Aug 05, 2025 | Gates Greg Group Managing Director | Sale | 45 | $375.37 | $16,892 | |
| Aug 05, 2025 | Gates Greg Group Managing Director | Sale | 620 | $374.22 | $232,016 | |
| Aug 05, 2025 | Gates Greg Group Managing Director | Sale | 352 | $373.49 | $131,468 | |
| Aug 05, 2025 | Gates Greg Group Managing Director | Sale | 161 | $372.43 | $59,961 | |
| Aug 05, 2025 | Gates Greg Group Managing Director | Sale | 131 | $371.55 | $48,673 |
“Alert” means a voluntary, unscheduled transaction according to the filing; it is not an investment recommendation. Official source: SEC EDGAR.