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SEC EDGAR · Forms 3/4/5Updated through Oct 30, 2026•67 filings

HTGC

Hercules Capital, Inc.

No net buying or selling imbalance over the last 3 months

No net buyers or sellers account for the net balance. There is no cluster of three distinct buyers within 30 days. We found 3 CEO/CFO purchases over 12 months.

How to read this signal

Only open-market P purchases and S sales count toward the signal. Vesting, options, taxes and gifts remain in the source data but do not trigger alerts. Rule 10b5-1 trades are shown as informational.

JSON example

3-month balance

$0.00

0 buyers · 0 sellers

12-month purchases

$2,872,044

11 distinct insiders

12-month sales

$0.00

0 distinct insiders

Highlighted alerts

24

0 Rule 10b5-1 trades treated as informational

Buying cluster · 30 days

Fewer than three distinct buyers

CEO/CFO purchases · 12 months

3 executive purchases found

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Form 4 raw → Raspberry

The value is in what we do not call a signal.

The SEC XML stores every transaction. Raspberry keeps that evidence, reads the footnotes and separates voluntary open-market activity from vesting, option exercises, gifts, tax withholding, stock purchase and dividend reinvestment plans and pre-programmed 10b5-1 trades.

81
Raw transactions
Everything returned by the filing
24
Voluntary view
P/S trades after deterministic checks
57
Administrative noise
Stored, never alerted
0
10b5-1
Shown as informational
SEC ownership XML facts
Code
F
Shares
1,433
Price
$16.51
Footnotes
1

Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026.

Raspberry interpretation
Informational — no alert

Reason: administrative_code.

Verify in SEC EDGAR

Recent transactions

Voluntary purchases and sales; administrative noise stays hidden.

24 transactions

Aguirre DeAnne

Director

PurchaseAlert
Shares
7,317
Price
$14.35
Value
$104,999
Open SEC filing

Loo Wade

Director

PurchaseAlert
Shares
7,317
Price
$14.35
Value
$104,999
Open SEC filing

Theodosopoulos Nikos

Director

PurchaseAlert
Shares
7,317
Price
$14.35
Value
$104,999
Open SEC filing

Fallon Thomas J

Director

PurchaseAlert
Shares
7,300
Price
$14.30
Value
$104,390
Open SEC filing

Randhawa Paramjeet K

Director

PurchaseAlert
Shares
2,926
Price
$14.35
Value
$41,988
Open SEC filing

CROWELL GAYLE A

Director

PurchaseAlert
Shares
7,317
Price
$14.35
Value
$104,999
Open SEC filing

BADAVAS ROBERT P

Director

PurchaseAlert
Shares
3,658
Price
$14.35
Value
$52,492
Open SEC filing

Follmann Christian

Chief Operating Officer

PurchaseAlert
Shares
5,000
Price
$14.68
Value
$73,400
Open SEC filing

Follmann Christian

Chief Operating Officer

PurchaseAlert
Shares
5,000
Price
$14.68
Value
$73,400
Open SEC filing

Randhawa Paramjeet K

Director

PurchaseAlert
Shares
3,050
Price
$14.78
Value
$45,079
Open SEC filing

Botelho Kiersten Zaza

Chief Legal Officer & CCO

PurchaseAlert
Shares
1,300
Price
$14.21
Value
$18,473
Open SEC filing

Meyer Seth H

Chief Financial Officer

PurchaseAlert
Shares
14,000
Price
$14.33
Value
$200,620
Open SEC filing

Theodosopoulos Nikos

Director

PurchaseAlert
Shares
2,600
Price
$14.21
Value
$36,946
Open SEC filing

Bluestein Scott

Chief Executive Officer

PurchaseAlert
Shares
7,000
Price
$14.35
Value
$100,450
Open SEC filing

Fallon Thomas J

Director

PurchaseAlert
Shares
20,000
Price
$14.20
Value
$284,000
Open SEC filing

BADAVAS ROBERT P

Director

PurchaseAlert
Shares
5,000
Price
$14.27
Value
$71,350
Open SEC filing

Loo Wade

Director

PurchaseAlert
Shares
3,300
Price
$14.98
Value
$49,434
Open SEC filing

Bluestein Scott

Chief Executive Officer

PurchaseAlert
Shares
30,000
Price
$15.08
Value
$452,400
Open SEC filing

Fallon Thomas J

Director

PurchaseAlert
Shares
10,000
Price
$14.98
Value
$149,800
Open SEC filing

BADAVAS ROBERT P

Director

PurchaseAlert
Shares
5,000
Price
$15.01
Value
$75,050
Open SEC filing

CROWELL GAYLE A

Director

PurchaseAlert
Shares
6,600
Price
$15.20
Value
$100,320
Open SEC filing

Theodosopoulos Nikos

Director

PurchaseAlert
Shares
6,165
Price
$15.93
Value
$98,208
Open SEC filing

Fallon Thomas J

Director

PurchaseAlert
Shares
20,000
Price
$15.88
Value
$317,600
Open SEC filing

CROWELL GAYLE A

Director

PurchaseAlert
Shares
6,000
Price
$17.77
Value
$106,647
Open SEC filing

“Alert” means a voluntary, unscheduled transaction according to the filing; it is not an investment recommendation. Official source: SEC EDGAR.