Trolio Daniel R.
Executive VP and CFO
PurchaseAlert
- Shares
- 11,500
- Price
- $4.34
- Value
- $49,910
SEC EDGAR · Forms 3/4/5Updated through Oct 30, 2026•11 filings
HRZN
Horizon Technology Finance Corp
No net buying or selling imbalance over the last 3 months
No net buyers or sellers account for the net balance. There is no cluster of three distinct buyers within 30 days. We found 2 CEO/CFO purchases over 12 months.
How to read this signal
Only open-market P purchases and S sales count toward the signal. Vesting, options, taxes and gifts remain in the source data but do not trigger alerts. Rule 10b5-1 trades are shown as informational.
3-month balance
$0.00
0 buyers · 0 sellers
12-month purchases
$629,644
6 distinct insiders
12-month sales
$0.00
0 distinct insiders
Highlighted alerts
6
0 Rule 10b5-1 trades treated as informational
Buying cluster · 30 days
Fewer than three distinct buyers
CEO/CFO purchases · 12 months
2 executive purchases found
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Form 4 raw → Raspberry
The value is in what we do not call a signal.
The SEC XML stores every transaction. Raspberry keeps that evidence, reads the footnotes and separates voluntary open-market activity from vesting, option exercises, gifts, tax withholding, stock purchase and dividend reinvestment plans and pre-programmed 10b5-1 trades.
10
Raw transactions
Everything returned by the filing
6
Voluntary view
P/S trades after deterministic checks
4
Administrative noise
Stored, never alerted
0
10b5-1
Shown as informational
SEC ownership XML facts
- Code
- A
- Shares
- 93,527
- Price
- —
- Footnotes
- 1
Acquired upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57.
Recent transactions
Voluntary purchases and sales; administrative noise stays hidden.
O'Connor Kimberley Ann
Director
PurchaseAlert
- Shares
- 10,000
- Price
- $4.37
- Value
- $43,699
Goodman Jonathan Joseph
Director
PurchaseAlert
- Shares
- 6,000
- Price
- $4.33
- Value
- $25,950
Seitz Paul G
Chief Investment Officer
PurchaseAlert
- Shares
- 11,477
- Price
- $4.35
- Value
- $49,925
Balkin Michael
Chief Executive Officer
PurchaseAlert
- Shares
- 100,000
- Price
- $4.34
- Value
- $434,000
ALLISON THOMAS J.
Director
PurchaseAlert
- Shares
- 6,000
- Price
- $4.36
- Value
- $26,160
| Date | Insider | Transaction | Shares | Price | Value | Reading |
|---|---|---|---|---|---|---|
| Jun 10, 2026 | Trolio Daniel R. Executive VP and CFO | Purchase | 11,500 | $4.34 | $49,910 | |
| Jun 09, 2026 | O'Connor Kimberley Ann Director | Purchase | 10,000 | $4.37 | $43,699 | |
| Jun 09, 2026 | Goodman Jonathan Joseph Director | Purchase | 6,000 | $4.33 | $25,950 | |
| Jun 09, 2026 | Seitz Paul G Chief Investment Officer | Purchase | 11,477 | $4.35 | $49,925 | |
| Jun 09, 2026 | Balkin Michael Chief Executive Officer | Purchase | 100,000 | $4.34 | $434,000 | |
| Jun 09, 2026 | ALLISON THOMAS J. Director | Purchase | 6,000 | $4.36 | $26,160 |
“Alert” means a voluntary, unscheduled transaction according to the filing; it is not an investment recommendation. Official source: SEC EDGAR.