Thomas William R III
Director
PurchaseAlert
- Shares
- 2,170
- Price
- $23.04
- Value
- $50,005
SEC EDGAR · Forms 3/4/5Updated through Oct 30, 2026•22 filings
CSWC
CAPITAL SOUTHWEST CORP
Net purchases of $50K over the last 3 months
1 buyer account for the net balance. There is no cluster of three distinct buyers within 30 days. We found 1 CEO/CFO purchases over 12 months.
How to read this signal
Only open-market P purchases and S sales count toward the signal. Vesting, options, taxes and gifts remain in the source data but do not trigger alerts. Rule 10b5-1 trades are shown as informational.
3-month balance
+$50,005
1 buyers · 0 sellers
12-month purchases
$269,879
4 distinct insiders
12-month sales
$108,569
1 distinct insiders
Highlighted alerts
10
0 Rule 10b5-1 trades treated as informational
Buying cluster · 30 days
Fewer than three distinct buyers
CEO/CFO purchases · 12 months
1 executive purchases found
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Form 4 raw → Raspberry
The value is in what we do not call a signal.
The SEC XML stores every transaction. Raspberry keeps that evidence, reads the footnotes and separates voluntary open-market activity from vesting, option exercises, gifts, tax withholding, stock purchase and dividend reinvestment plans and pre-programmed 10b5-1 trades.
29
Raw transactions
Everything returned by the filing
10
Voluntary view
P/S trades after deterministic checks
19
Administrative noise
Stored, never alerted
0
10b5-1
Shown as informational
SEC ownership XML facts
- Code
- A
- Shares
- 1,989
- Price
- $0.00
- Footnotes
- 2
Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan Shares held by Trust Agreement of Christine Sue Battist dated August 13, 2007.
Recent transactions
Voluntary purchases and sales; administrative noise stays hidden.
Rogers-Windsor Ramona Lynn
Director
PurchaseAlert
- Shares
- 210.96
- Price
- $23.70
- Value
- $5,000
BATTIST CHRISTINE
Director
PurchaseAlert
- Shares
- 860
- Price
- $23.23
- Value
- $19,978
Thomas William R III
Director
PurchaseAlert
- Shares
- 5,000
- Price
- $23.40
- Value
- $117,000
Thomas William R III
Director
SaleAlert
- Shares
- 4,661
- Price
- $23.29
- Value
- $108,569
Rogers-Windsor Ramona Lynn
Director
PurchaseAlert
- Shares
- 213
- Price
- $23.42
- Value
- $4,988
Sarner Michael Scott
President and CEO
PurchaseAlert
- Shares
- 2,694.64
- Price
- $21.90
- Value
- $59,013
BATTIST CHRISTINE
Director
PurchaseAlert
- Shares
- 600
- Price
- $23.16
- Value
- $13,895
Rogers-Windsor Ramona Lynn
Director
PurchaseAlert
- Shares
- 463
- Price
- $21.55
- Value
- $9,979
BATTIST CHRISTINE
Director
PurchaseAlert
- Shares
- 667
- Price
- $22.45
- Value
- $14,972
| Date | Insider | Transaction | Shares | Price | Value | Reading |
|---|---|---|---|---|---|---|
| Oct 01, 2026 | Thomas William R III Director | Purchase | 2,170 | $23.04 | $50,005 | |
| Jun 30, 2026 | Rogers-Windsor Ramona Lynn Director | Purchase | 210.96 | $23.70 | $5,000 | |
| Jun 17, 2026 | BATTIST CHRISTINE Director | Purchase | 860 | $23.23 | $19,978 | |
| Jun 05, 2026 | Thomas William R III Director | Purchase | 5,000 | $23.40 | $117,000 | |
| Jun 05, 2026 | Thomas William R III Director | Sale | 4,661 | $23.29 | $108,569 | |
| Jun 01, 2026 | Rogers-Windsor Ramona Lynn Director | Purchase | 213 | $23.42 | $4,988 | |
| Feb 27, 2026 | Sarner Michael Scott President and CEO | Purchase | 2,694.64 | $21.90 | $59,013 | |
| Feb 09, 2026 | BATTIST CHRISTINE Director | Purchase | 600 | $23.16 | $13,895 | |
| Oct 01, 2025 | Rogers-Windsor Ramona Lynn Director | Purchase | 463 | $21.55 | $9,979 | |
| Aug 20, 2025 | BATTIST CHRISTINE Director | Purchase | 667 | $22.45 | $14,972 |
“Alert” means a voluntary, unscheduled transaction according to the filing; it is not an investment recommendation. Official source: SEC EDGAR.