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SEC EDGAR · Forms 3/4/5Updated through Oct 30, 2026•112 filings

COF

CAPITAL ONE FINANCIAL CORP

Net sales of $27M over the last 3 months

7 sellers account for the net balance. There is no cluster of three distinct buyers within 30 days. We found no CEO/CFO purchases over 12 months.

How to read this signal

Only open-market P purchases and S sales count toward the signal. Vesting, options, taxes and gifts remain in the source data but do not trigger alerts. Rule 10b5-1 trades are shown as informational.

JSON example

3-month balance

−$27,043,300

0 buyers · 7 sellers

12-month purchases

$0.00

0 distinct insiders

12-month sales

$85,471,238

12 distinct insiders

Highlighted alerts

3

78 Rule 10b5-1 trades treated as informational

Buying cluster · 30 days

Fewer than three distinct buyers

CEO/CFO purchases · 12 months

No executive purchases found

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Form 4 raw → Raspberry

The value is in what we do not call a signal.

The SEC XML stores every transaction. Raspberry keeps that evidence, reads the footnotes and separates voluntary open-market activity from vesting, option exercises, gifts, tax withholding, stock purchase and dividend reinvestment plans and pre-programmed 10b5-1 trades.

100
Raw transactions
Everything returned by the filing
81
Voluntary view
P/S trades after deterministic checks
55
Administrative noise
Stored, never alerted
45
10b5-1
Shown as informational
SEC ownership XML facts
Code
M
Shares
40,743
Price
$86.34
Footnotes
5

This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.78 to $202.77. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.79 to $203.78. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.81 to $204.49. Information regarding the number of shares sold at each price will be provided upon request.

Raspberry interpretation
Informational — no alert

Reason: administrative_code. The trade is reported under a Rule 10b5-1 plan.

Verify in SEC EDGAR

Recent transactions

Voluntary purchases and sales; administrative noise stays hidden.

81 transactions

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
6,873
Price
$204.19
Value
$1,403,398
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
37,025
Price
$203.29
Value
$7,526,812
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
46,845
Price
$202.32
Value
$9,477,680
Open SEC filing

Karam Celia

Pres, Retail Bank

Sale 10b5-1
Shares
1,927
Price
$195.86
Value
$377,422
Open SEC filing

Dean Lia

Pres, Banking & Prem. Products

Sale 10b5-1
Shares
1,887
Price
$195.86
Value
$369,588
Open SEC filing

Cooper Matthew W

General Counsel & Corp Secy

Sale 10b5-1
Shares
3,500
Price
$196.22
Value
$686,770
Open SEC filing

Karam Celia

Pres, Retail Bank

Sale 10b5-1
Shares
2,017
Price
$206.07
Value
$415,643
Open SEC filing

Dean Lia

Pres, Banking & Prem. Products

Sale 10b5-1
Shares
2,066
Price
$206.07
Value
$425,741
Open SEC filing

Cooper Matthew W

General Counsel & Corp Secy

Sale 10b5-1
Shares
3,500
Price
$214.10
Value
$749,350
Open SEC filing

Karam Celia

Pres, Retail Bank

Sale 10b5-1
Shares
1
Price
$225.92
Value
$225.92
Open SEC filing

Karam Celia

Pres, Retail Bank

Sale 10b5-1
Shares
1,887
Price
$225.52
Value
$425,556
Open SEC filing

Dean Lia

Pres, Banking & Prem. Products

Sale 10b5-1
Shares
1
Price
$225.92
Value
$225.92
Open SEC filing

Dean Lia

Pres, Banking & Prem. Products

Sale 10b5-1
Shares
2,192
Price
$225.52
Value
$494,340
Open SEC filing

Mouadeb Mark Daniel

President, Card

Sale 10b5-1
Shares
1,199
Price
$225.00
Value
$269,775
Open SEC filing

Zamsky Michael

Chief Credit & Fin'l Risk Off.

SaleAlert
Shares
5,473
Price
$218.02
Value
$1,193,223
Open SEC filing

Raghu Ravi

Pres, Software, Intl & Sm Bus

Sale 10b5-1
Shares
50
Price
$218.49
Value
$10,925
Open SEC filing

Mouadeb Mark Daniel

President, Card

Sale 10b5-1
Shares
1,183
Price
$220.00
Value
$260,260
Open SEC filing

Cooper Matthew W

General Counsel & Corp Secy

Sale 10b5-1
Shares
3,500
Price
$219.33
Value
$767,655
Open SEC filing

Mouadeb Mark Daniel

President, Card

Sale 10b5-1
Shares
690
Price
$215.00
Value
$148,350
Open SEC filing

Raghu Ravi

Pres, Software, Intl & Sm Bus

Sale 10b5-1
Shares
444
Price
$210.70
Value
$93,551
Open SEC filing

Raghu Ravi

Pres, Software, Intl & Sm Bus

Sale 10b5-1
Shares
5,820
Price
$210.02
Value
$1,222,316
Open SEC filing

Raghu Ravi

Pres, Software, Intl & Sm Bus

Sale 10b5-1
Shares
3,462
Price
$209.27
Value
$724,493
Open SEC filing

Golden Timothy P

SVP, Chief Accounting Officer

SaleAlert
Shares
3,487
Price
$211.00
Value
$735,757
Open SEC filing

Cooper Matthew W

General Counsel & Corp Secy

Sale 10b5-1
Shares
3,500
Price
$208.00
Value
$728,000
Open SEC filing

Cooper Matthew W

General Counsel & Corp Secy

Sale 10b5-1
Shares
3,500
Price
$183.36
Value
$641,760
Open SEC filing

Haggerty Kaitlin

Chief Human Resources Officer

Sale 10b5-1
Shares
119
Price
$182.59
Value
$21,728
Open SEC filing

Haggerty Kaitlin

Chief Human Resources Officer

Sale 10b5-1
Shares
1,307
Price
$183.93
Value
$240,397
Open SEC filing

Cooper Matthew W

General Counsel & Corp Secy

Sale 10b5-1
Shares
3,500
Price
$183.93
Value
$643,755
Open SEC filing

Karam Celia

Pres, Retail Bank

Sale 10b5-1
Shares
1,749
Price
$192.58
Value
$336,822
Open SEC filing

Karam Celia

Pres, Retail Bank

Sale 10b5-1
Shares
1,099
Price
$185.61
Value
$203,985
Open SEC filing

Dean Lia

Pres, Banking & Prem. Products

Sale 10b5-1
Shares
1,692
Price
$185.61
Value
$314,052
Open SEC filing

Karam Celia

Pres, Retail Bank

Sale 10b5-1
Shares
1,636
Price
$191.00
Value
$312,476
Open SEC filing

Dean Lia

Pres, Banking & Prem. Products

Sale 10b5-1
Shares
3,284
Price
$191.00
Value
$627,244
Open SEC filing

Mouadeb Mark Daniel

President, Card

Sale 10b5-1
Shares
1,593
Price
$210.00
Value
$334,530
Open SEC filing

Hanson Jason P.

Pres.- Global Payment Network

Sale 10b5-1
Shares
3,729
Price
$205.00
Value
$764,445
Open SEC filing

Mouadeb Mark Daniel

President, Card

Sale 10b5-1
Shares
791
Price
$205.00
Value
$162,155
Open SEC filing

Mouadeb Mark Daniel

President, Card

Sale 10b5-1
Shares
718
Price
$200.00
Value
$143,600
Open SEC filing

Blinde Neal

President, Commercial Banking

Sale 10b5-1
Shares
15,360
Price
$191.45
Value
$2,940,672
Open SEC filing

Blinde Neal

President, Commercial Banking

Sale 10b5-1
Shares
1,900
Price
$190.64
Value
$362,216
Open SEC filing

Blinde Neal

President, Commercial Banking

Sale 10b5-1
Shares
7,748
Price
$189.42
Value
$1,467,626
Open SEC filing

Blinde Neal

President, Commercial Banking

Sale 10b5-1
Shares
2,918
Price
$188.32
Value
$549,518
Open SEC filing

Blinde Neal

President, Commercial Banking

Sale 10b5-1
Shares
5,983
Price
$191.45
Value
$1,145,445
Open SEC filing

Blinde Neal

President, Commercial Banking

Sale 10b5-1
Shares
400
Price
$190.14
Value
$76,056
Open SEC filing

Blinde Neal

President, Commercial Banking

Sale 10b5-1
Shares
3,182
Price
$189.38
Value
$602,607
Open SEC filing

Blinde Neal

President, Commercial Banking

Sale 10b5-1
Shares
644
Price
$188.04
Value
$121,098
Open SEC filing

Dean Lia

Pres, Banking & Prem. Products

Sale 10b5-1
Shares
3,284
Price
$223.68
Value
$734,565
Open SEC filing

Karam Celia

Pres, Retail Bank

Sale 10b5-1
Shares
2,108
Price
$218.25
Value
$460,071
Open SEC filing

Cooper Matthew W

General Counsel & Corp Secy

Sale 10b5-1
Shares
2,000
Price
$250.00
Value
$500,000
Open SEC filing

Raghu Ravi

Pres, Software, Intl & Sm Bus

Sale 10b5-1
Shares
13,450
Price
$250.00
Value
$3,362,500
Open SEC filing

Karam Celia

Pres, Retail Bank

Sale 10b5-1
Shares
2,064
Price
$244.35
Value
$504,338
Open SEC filing

Dean Lia

Pres, Banking & Prem. Products

Sale 10b5-1
Shares
3,163
Price
$244.35
Value
$772,879
Open SEC filing

Cooper Matthew W

General Counsel & Corp Secy

Sale 10b5-1
Shares
2,000
Price
$221.54
Value
$443,080
Open SEC filing

Karam Celia

Pres, Retail Bank

Sale 10b5-1
Shares
2,936
Price
$218.15
Value
$640,488
Open SEC filing

Dean Lia

Pres, Banking & Prem. Products

Sale 10b5-1
Shares
3,269
Price
$218.15
Value
$713,132
Open SEC filing

LaPrade,III Frank G.

Chief Enterprise Srvcs Officer

Sale 10b5-1
Shares
13,564
Price
$222.41
Value
$3,016,769
Open SEC filing

LaPrade,III Frank G.

Chief Enterprise Srvcs Officer

Sale 10b5-1
Shares
4,276
Price
$220.84
Value
$944,312
Open SEC filing

Blinde Neal

President, Commercial Banking

Sale 10b5-1
Shares
43,200
Price
$221.83
Value
$9,583,056
Open SEC filing

Cooper Matthew W

General Counsel & Corp Secy

Sale 10b5-1
Shares
2,000
Price
$219.41
Value
$438,820
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
25,383
Price
$221.29
Value
$5,617,004
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
16,347
Price
$220.65
Value
$3,606,966
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
4,389
Price
$219.31
Value
$962,552
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
3,881
Price
$218.47
Value
$847,882
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
5,169
Price
$221.75
Value
$1,146,226
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
34,437
Price
$221.04
Value
$7,611,954
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
5,679
Price
$220.23
Value
$1,250,686
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
6,102
Price
$219.07
Value
$1,336,765
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
2,100
Price
$218.07
Value
$457,947
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
2,023
Price
$227.42
Value
$460,071
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
19,466
Price
$226.43
Value
$4,407,686
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
15,837
Price
$225.43
Value
$3,570,135
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
12,674
Price
$224.56
Value
$2,846,073
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
2,122
Price
$227.42
Value
$482,585
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
21,429
Price
$226.43
Value
$4,852,168
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
17,167
Price
$225.39
Value
$3,869,270
Open SEC filing

FAIRBANK RICHARD D

Chairman and CEO

Sale 10b5-1
Shares
12,768
Price
$224.53
Value
$2,866,799
Open SEC filing

Cooper Matthew W

General Counsel & Corp Secy

Sale 10b5-1
Shares
2,000
Price
$211.99
Value
$423,980
Open SEC filing

Cooper Matthew W

General Counsel & Corp Secy

Sale 10b5-1
Shares
2,000
Price
$223.40
Value
$446,800
Open SEC filing

Golden Timothy P

SVP, Chief Accounting Officer

Sale 10b5-1
Shares
207
Price
$215.41
Value
$44,590
Open SEC filing

Golden Timothy P

SVP, Chief Accounting Officer

Sale 10b5-1
Shares
3,462
Price
$210.28
Value
$727,989
Open SEC filing

Zamsky Michael

Chief Credit & Fin'l Risk Off.

SaleAlert
Shares
5,515
Price
$209.59
Value
$1,155,889
Open SEC filing

Alexander Robert M.

Chief Information Officer

Sale 10b5-1
Shares
10,114
Price
$227.86
Value
$2,304,576
Open SEC filing

“Alert” means a voluntary, unscheduled transaction according to the filing; it is not an investment recommendation. Official source: SEC EDGAR.