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SEC EDGAR · Forms 3/4/5Updated through Oct 30, 2026•137 filings

CAT

CATERPILLAR INC

Net sales of $26.2M over the last 3 months

1 seller account for the net balance. There is no cluster of three distinct buyers within 30 days. We found no CEO/CFO purchases over 12 months.

How to read this signal

Only open-market P purchases and S sales count toward the signal. Vesting, options, taxes and gifts remain in the source data but do not trigger alerts. Rule 10b5-1 trades are shown as informational.

JSON example

3-month balance

−$26,211,764

0 buyers · 1 sellers

12-month purchases

$389,868

1 distinct insiders

12-month sales

$244,422,447

8 distinct insiders

Highlighted alerts

62

36 Rule 10b5-1 trades treated as informational

Buying cluster · 30 days

Fewer than three distinct buyers

CEO/CFO purchases · 12 months

No executive purchases found

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Form 4 raw → Raspberry

The value is in what we do not call a signal.

The SEC XML stores every transaction. Raspberry keeps that evidence, reads the footnotes and separates voluntary open-market activity from vesting, option exercises, gifts, tax withholding, stock purchase and dividend reinvestment plans and pre-programmed 10b5-1 trades.

100
Raw transactions
Everything returned by the filing
98
Voluntary view
P/S trades after deterministic checks
65
Administrative noise
Stored, never alerted
0
10b5-1
Shown as informational
SEC ownership XML facts
Code
A
Shares
8
Price
$692.13
Footnotes
4

Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. This total includes 7 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan ("the Plan") as a result of excess contributions at a price per share of $692.13 and 6 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration. The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service. Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates.

Raspberry interpretation
Informational — no alert

Reason: administrative_code.

Verify in SEC EDGAR

Recent transactions

Voluntary purchases and sales; administrative noise stays hidden.

98 transactions

Creed Joseph E

Chief Executive Officer

SaleAlert
Shares
6,135
Price
$807.41
Value
$4,953,460
Open SEC filing

Creed Joseph E

Chief Executive Officer

SaleAlert
Shares
3,382
Price
$806.31
Value
$2,726,940
Open SEC filing

Creed Joseph E

Chief Executive Officer

SaleAlert
Shares
1,351
Price
$805.36
Value
$1,088,041
Open SEC filing

Creed Joseph E

Chief Executive Officer

SaleAlert
Shares
520
Price
$803.86
Value
$418,007
Open SEC filing

Creed Joseph E

Chief Executive Officer

SaleAlert
Shares
750
Price
$803.39
Value
$602,543
Open SEC filing

Creed Joseph E

Chief Executive Officer

SaleAlert
Shares
280
Price
$802.10
Value
$224,588
Open SEC filing

Creed Joseph E

Chief Executive Officer

SaleAlert
Shares
540
Price
$801.10
Value
$432,594
Open SEC filing

Creed Joseph E

Chief Executive Officer

SaleAlert
Shares
480
Price
$800.19
Value
$384,091
Open SEC filing

Creed Joseph E

Chief Executive Officer

SaleAlert
Shares
4,831
Price
$813.72
Value
$3,931,081
Open SEC filing

Creed Joseph E

Chief Executive Officer

SaleAlert
Shares
1,280
Price
$812.09
Value
$1,039,475
Open SEC filing

Creed Joseph E

Chief Executive Officer

SaleAlert
Shares
5,035
Price
$811.31
Value
$4,084,946
Open SEC filing

Creed Joseph E

Chief Executive Officer

SaleAlert
Shares
3,041
Price
$810.31
Value
$2,464,153
Open SEC filing

Creed Joseph E

Chief Executive Officer

SaleAlert
Shares
2,137
Price
$809.08
Value
$1,729,004
Open SEC filing

Creed Joseph E

Chief Executive Officer

SaleAlert
Shares
2,639
Price
$808.20
Value
$2,132,840
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
1,605
Price
$911.92
Value
$1,463,632
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
402
Price
$910.65
Value
$366,081
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
1,568
Price
$909.70
Value
$1,426,410
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
2,302
Price
$908.76
Value
$2,091,966
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
1,191
Price
$907.98
Value
$1,081,404
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
1,491
Price
$906.73
Value
$1,351,934
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
2,259
Price
$905.73
Value
$2,046,044
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
1,787
Price
$904.70
Value
$1,616,699
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
2,650
Price
$910.24
Value
$2,412,136
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
3,546
Price
$909.46
Value
$3,224,945
Open SEC filing

Schaupp William E

Chief Accounting Officer

SaleAlert
Shares
360
Price
$906.00
Value
$326,160
Open SEC filing

Fassino Anthony D.

Group President

SaleAlert
Shares
843
Price
$917.73
Value
$773,646
Open SEC filing

Fassino Anthony D.

Group President

SaleAlert
Shares
15,440
Price
$916.75
Value
$14,154,620
Open SEC filing

De Lange Bob

Group President

SaleAlert
Shares
9,752
Price
$923.47
Value
$9,005,679
Open SEC filing

De Lange Bob

Group President

SaleAlert
Shares
14,470
Price
$922.55
Value
$13,349,299
Open SEC filing

Fassino Anthony D.

Group President

SaleAlert
Shares
350
Price
$926.83
Value
$324,391
Open SEC filing

Fassino Anthony D.

Group President

SaleAlert
Shares
8,802
Price
$926.23
Value
$8,152,676
Open SEC filing

BONFIELD ANDREW R J

CFO Emeritus

SaleAlert
Shares
15,674
Price
$918.71
Value
$14,399,861
Open SEC filing

Shurman Rodney Michael

Group President

SaleAlert
Shares
487
Price
$903.55
Value
$440,029
Open SEC filing

Shurman Rodney Michael

Group President

SaleAlert
Shares
5,152
Price
$903.14
Value
$4,652,977
Open SEC filing

Kaiser Jason

Group President

SaleAlert
Shares
5,642
Price
$883.03
Value
$4,982,055
Open SEC filing

MacLennan David

Director

PurchaseAlert
Shares
250
Price
$876.84
Value
$219,210
Open SEC filing

Creed Joseph E

Chief Executive Officer

Sale 10b5-1
Shares
120
Price
$721.00
Value
$86,520
Open SEC filing

Creed Joseph E

Chief Executive Officer

Sale 10b5-1
Shares
575
Price
$720.10
Value
$414,058
Open SEC filing

Creed Joseph E

Chief Executive Officer

Sale 10b5-1
Shares
585
Price
$719.39
Value
$420,843
Open SEC filing

Creed Joseph E

Chief Executive Officer

Sale 10b5-1
Shares
800
Price
$718.44
Value
$574,752
Open SEC filing

Creed Joseph E

Chief Executive Officer

Sale 10b5-1
Shares
420
Price
$717.01
Value
$301,144
Open SEC filing

Shurman Rodney Michael

Group President

SaleAlert
Shares
2,278
Price
$759.61
Value
$1,730,392
Open SEC filing

Shurman Rodney Michael

Group President

SaleAlert
Shares
1,764
Price
$763.39
Value
$1,346,620
Open SEC filing

Schaupp William E

Chief Accounting Officer

SaleAlert
Shares
972
Price
$764.20
Value
$742,802
Open SEC filing

Fassino Anthony D.

Group President

SaleAlert
Shares
7,891
Price
$776.90
Value
$6,130,518
Open SEC filing

Kaiser Jason

Group President

Sale 10b5-1
Shares
1,690
Price
$776.70
Value
$1,312,623
Open SEC filing

De Lange Bob

Group President

SaleAlert
Shares
12,507
Price
$767.08
Value
$9,593,870
Open SEC filing

De Lange Bob

Group President

SaleAlert
Shares
22,656
Price
$720.11
Value
$16,314,812
Open SEC filing

Fassino Anthony D.

Group President

SaleAlert
Shares
6,033
Price
$722.15
Value
$4,356,731
Open SEC filing

De Lange Bob

Group President

SaleAlert
Shares
30
Price
$706.28
Value
$21,188
Open SEC filing

De Lange Bob

Group President

SaleAlert
Shares
6,817
Price
$705.70
Value
$4,810,757
Open SEC filing

De Lange Bob

Group President

SaleAlert
Shares
9,223
Price
$704.42
Value
$6,496,866
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
2,761
Price
$682.84
Value
$1,885,321
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
2,994
Price
$681.69
Value
$2,040,980
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
20,145
Price
$680.76
Value
$13,713,910
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
1,431
Price
$680.11
Value
$973,237
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
7,411
Price
$680.11
Value
$5,040,295
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
1,000
Price
$678.52
Value
$678,520
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
1,138
Price
$684.93
Value
$779,450
Open SEC filing

Johnson Denise C

Group President

SaleAlert
Shares
2,258
Price
$683.90
Value
$1,544,246
Open SEC filing

Fassino Anthony D.

Group President

SaleAlert
Shares
10,671
Price
$680.45
Value
$7,261,082
Open SEC filing

De Lange Bob

Group President

SaleAlert
Shares
15,977
Price
$682.99
Value
$10,912,131
Open SEC filing

BONFIELD ANDREW R J

Chief Financial Officer

Sale 10b5-1
Shares
40
Price
$578.41
Value
$23,136
Open SEC filing

BONFIELD ANDREW R J

Chief Financial Officer

Sale 10b5-1
Shares
600
Price
$577.79
Value
$346,674
Open SEC filing

BONFIELD ANDREW R J

Chief Financial Officer

Sale 10b5-1
Shares
1,473
Price
$576.56
Value
$849,273
Open SEC filing

BONFIELD ANDREW R J

Chief Financial Officer

Sale 10b5-1
Shares
3,016
Price
$575.77
Value
$1,736,522
Open SEC filing

BONFIELD ANDREW R J

Chief Financial Officer

Sale 10b5-1
Shares
1,431
Price
$574.77
Value
$822,496
Open SEC filing

BONFIELD ANDREW R J

Chief Financial Officer

Sale 10b5-1
Shares
2,628
Price
$573.61
Value
$1,507,447
Open SEC filing

BONFIELD ANDREW R J

Chief Financial Officer

Sale 10b5-1
Shares
812
Price
$572.71
Value
$465,041
Open SEC filing

BONFIELD ANDREW R J

Chief Financial Officer

Sale 10b5-1
Shares
920
Price
$574.52
Value
$528,558
Open SEC filing

BONFIELD ANDREW R J

Chief Financial Officer

Sale 10b5-1
Shares
1,921
Price
$573.63
Value
$1,101,943
Open SEC filing

BONFIELD ANDREW R J

Chief Financial Officer

Sale 10b5-1
Shares
2,120
Price
$572.57
Value
$1,213,848
Open SEC filing

BONFIELD ANDREW R J

Chief Financial Officer

Sale 10b5-1
Shares
920
Price
$571.38
Value
$525,670
Open SEC filing

BONFIELD ANDREW R J

Chief Financial Officer

Sale 10b5-1
Shares
381
Price
$570.27
Value
$217,273
Open SEC filing

BONFIELD ANDREW R J

Chief Financial Officer

Sale 10b5-1
Shares
2,360
Price
$569.35
Value
$1,343,666
Open SEC filing

BONFIELD ANDREW R J

Chief Financial Officer

Sale 10b5-1
Shares
1,378
Price
$568.57
Value
$783,489
Open SEC filing

Kaiser Jason

Group President

Sale 10b5-1
Shares
653
Price
$568.60
Value
$371,296
Open SEC filing

Kaiser Jason

Group President

Sale 10b5-1
Shares
400
Price
$567.26
Value
$226,904
Open SEC filing

Kaiser Jason

Group President

Sale 10b5-1
Shares
37
Price
$565.06
Value
$20,907
Open SEC filing

Kaiser Jason

Group President

Sale 10b5-1
Shares
280
Price
$563.88
Value
$157,886
Open SEC filing

Kaiser Jason

Group President

Sale 10b5-1
Shares
1,640
Price
$563.22
Value
$923,681
Open SEC filing

Kaiser Jason

Group President

Sale 10b5-1
Shares
1,413
Price
$562.27
Value
$794,488
Open SEC filing

Kaiser Jason

Group President

Sale 10b5-1
Shares
1,040
Price
$561.29
Value
$583,742
Open SEC filing

Kaiser Jason

Group President

Sale 10b5-1
Shares
632
Price
$568.65
Value
$359,387
Open SEC filing

Kaiser Jason

Group President

Sale 10b5-1
Shares
380
Price
$567.35
Value
$215,593
Open SEC filing

Kaiser Jason

Group President

Sale 10b5-1
Shares
460
Price
$564.09
Value
$259,481
Open SEC filing

Kaiser Jason

Group President

Sale 10b5-1
Shares
1,480
Price
$563.22
Value
$833,566
Open SEC filing

Kaiser Jason

Group President

Sale 10b5-1
Shares
1,260
Price
$562.15
Value
$708,309
Open SEC filing

Kaiser Jason

Group President

Sale 10b5-1
Shares
1,032
Price
$561.29
Value
$579,251
Open SEC filing

Fassino Anthony D.

Group President

SaleAlert
Shares
8,184
Price
$570.18
Value
$4,666,353
Open SEC filing

MacLennan David

Director

PurchaseAlert
Shares
300
Price
$568.86
Value
$170,658
Open SEC filing

De Lange Bob

Group President

SaleAlert
Shares
14,638
Price
$562.36
Value
$8,231,826
Open SEC filing

Schaupp William E

Chief Accounting Officer

SaleAlert
Shares
1,200
Price
$572.22
Value
$686,664
Open SEC filing

Umpleby III Donald J

Executive Chairman

Sale 10b5-1
Shares
17,166
Price
$505.29
Value
$8,673,808
Open SEC filing

Umpleby III Donald J

Executive Chairman

Sale 10b5-1
Shares
17,166
Price
$462.65
Value
$7,941,850
Open SEC filing

Umpleby III Donald J

Executive Chairman

Sale 10b5-1
Shares
17,168
Price
$412.87
Value
$7,088,152
Open SEC filing

SCHWAB SUSAN C

Director

SaleAlert
Shares
2,324
Price
$410.00
Value
$952,840
Open SEC filing

Kaiser Jason

Group President

SaleAlert
Shares
2,161
Price
$417.70
Value
$902,650
Open SEC filing

“Alert” means a voluntary, unscheduled transaction according to the filing; it is not an investment recommendation. Official source: SEC EDGAR.