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SEC EDGAR · Forms 3/4/5Updated through Oct 30, 2026•57 filings

BKKT

Bakkt, Inc.

Net purchases of $2.1M over the last 3 months

1 buyer account for the net balance. There is no cluster of three distinct buyers within 30 days. We found no CEO/CFO purchases over 12 months.

How to read this signal

Only open-market P purchases and S sales count toward the signal. Vesting, options, taxes and gifts remain in the source data but do not trigger alerts. Rule 10b5-1 trades are shown as informational.

JSON example

3-month balance

+$2,111,557

1 buyers · 0 sellers

12-month purchases

$9,130,457

1 distinct insiders

12-month sales

$94,158

2 distinct insiders

Highlighted alerts

9

4 Rule 10b5-1 trades treated as informational

Buying cluster · 30 days

Fewer than three distinct buyers

CEO/CFO purchases · 12 months

No executive purchases found

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Form 4 raw → Raspberry

The value is in what we do not call a signal.

The SEC XML stores every transaction. Raspberry keeps that evidence, reads the footnotes and separates voluntary open-market activity from vesting, option exercises, gifts, tax withholding, stock purchase and dividend reinvestment plans and pre-programmed 10b5-1 trades.

82
Raw transactions
Everything returned by the filing
13
Voluntary view
P/S trades after deterministic checks
57
Administrative noise
Stored, never alerted
7
10b5-1
Shown as informational
SEC ownership XML facts
Code
S
Shares
282
Price
$8.61
Footnotes
2

Represents sale to cover tax obligations associated with the vesting of restricted stock units. Includes 1,851 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.

Raspberry interpretation
Informational — no alert

Reason: tax_withholding. The filing footnotes identify tax withholding.

Verify in SEC EDGAR

Recent transactions

Voluntary purchases and sales; administrative noise stays hidden.

13 transactions

ALFRED MICHAEL

Director

PurchaseAlert
Shares
296,567
Price
$7.12
Value
$2,111,557
Open SEC filing

D'Annunzio Marc

General Counsel & Secretary

Sale 10b5-1
Shares
1,357
Price
$7.71
Value
$10,462
Open SEC filing

ALFRED MICHAEL

Director

PurchaseAlert
Shares
100,000
Price
$7.83
Value
$783,000
Open SEC filing

ALFRED MICHAEL

Director

PurchaseAlert
Shares
180,000
Price
$7.71
Value
$1,387,800
Open SEC filing

ALFRED MICHAEL

Director

PurchaseAlert
Shares
220,000
Price
$8.20
Value
$1,804,000
Open SEC filing

ALFRED MICHAEL

Director

PurchaseAlert
Shares
365,000
Price
$8.34
Value
$3,044,100
Open SEC filing

D'Annunzio Marc

General Counsel & Secretary

Sale 10b5-1
Shares
3,991
Price
$8.60
Value
$34,323
Open SEC filing

D'Annunzio Marc

General Counsel and Secretary

Sale 10b5-1
Shares
5,342
Price
$7.08
Value
$37,815
Open SEC filing

D'Annunzio Marc

General Counsel and Secretary

Sale 10b5-1
Shares
785
Price
$10.09
Value
$7,924
Open SEC filing

Henderson Joseph Sean-Walsh

Chief Accounting Officer

SaleAlert
Shares
169
Price
$21.50
Value
$3,634
Open SEC filing

Naheta Akshay Sudhir

CEO and President

PurchaseAlert
Shares
30,000
Price
$8.55
Value
$256,389
Open SEC filing

Naheta Akshay Sudhir

CEO and President

PurchaseAlert
Shares
50,000
Price
$8.00
Value
$399,865
Open SEC filing

Naheta Akshay Sudhir

CEO and President

PurchaseAlert
Shares
100,000
Price
$8.18
Value
$818,150
Open SEC filing

“Alert” means a voluntary, unscheduled transaction according to the filing; it is not an investment recommendation. Official source: SEC EDGAR.