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SEC EDGAR · Forms 3/4/5Updated through Oct 30, 2026•86 filings

AX

Axos Financial, Inc.

Net sales of $52.6K over the last 3 months

1 seller account for the net balance. There is no cluster of three distinct buyers within 30 days. We found no CEO/CFO purchases over 12 months.

How to read this signal

Only open-market P purchases and S sales count toward the signal. Vesting, options, taxes and gifts remain in the source data but do not trigger alerts. Rule 10b5-1 trades are shown as informational.

JSON example

3-month balance

−$52,650

0 buyers · 1 sellers

12-month purchases

$0.00

0 distinct insiders

12-month sales

$7,234,370

9 distinct insiders

Highlighted alerts

17

0 Rule 10b5-1 trades treated as informational

Buying cluster · 30 days

Fewer than three distinct buyers

CEO/CFO purchases · 12 months

No executive purchases found

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Form 4 raw → Raspberry

The value is in what we do not call a signal.

The SEC XML stores every transaction. Raspberry keeps that evidence, reads the footnotes and separates voluntary open-market activity from vesting, option exercises, gifts, tax withholding, stock purchase and dividend reinvestment plans and pre-programmed 10b5-1 trades.

100
Raw transactions
Everything returned by the filing
17
Voluntary view
P/S trades after deterministic checks
68
Administrative noise
Stored, never alerted
0
10b5-1
Shown as informational
SEC ownership XML facts
Code
M
Shares
3,174
Price
$92.68
Footnotes
6

Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs vest as to one-third of the shares on each anniversary date of grant. Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

Raspberry interpretation
Informational — no alert

Reason: administrative_code.

Verify in SEC EDGAR

Recent transactions

Voluntary purchases and sales; administrative noise stays hidden.

17 transactions

Santi Roque A

Director

SaleAlert
Shares
500
Price
$105.30
Value
$52,650
Open SEC filing

Constantine Thomas M

EVP, Chief Credit Officer

SaleAlert
Shares
1,994
Price
$88.55
Value
$176,575
Open SEC filing

Watson Michael James

EVP, Head of Axos Securities

SaleAlert
Shares
1,653
Price
$83.77
Value
$138,470
Open SEC filing

Santi Roque A

Director

SaleAlert
Shares
500
Price
$87.77
Value
$43,885
Open SEC filing

Nick Mosich

Director

SaleAlert
Shares
1,275
Price
$98.00
Value
$124,950
Open SEC filing

Nick Mosich

Director

SaleAlert
Shares
1,000
Price
$97.00
Value
$97,000
Open SEC filing

Constantine Thomas M

EVP, Chief Credit Officer

SaleAlert
Shares
3,260
Price
$100.00
Value
$326,000
Open SEC filing

Walsh Derrick

EVP, Chief Financial Officer

SaleAlert
Shares
4,846
Price
$101.21
Value
$490,464
Open SEC filing

COURT JAMES JOHN

Director

SaleAlert
Shares
11,163
Price
$101.01
Value
$1,127,575
Open SEC filing

Garrabrants Gregory

President and CEO

SaleAlert
Shares
43,294
Price
$99.10
Value
$4,290,392
Open SEC filing

Bohlig Tamara N

Director

SaleAlert
Shares
2,145
Price
$86.23
Value
$184,964
Open SEC filing

Ratinoff Edward James

Director

SaleAlert
Shares
2,145
Price
$84.59
Value
$181,446
Open SEC filing

Constantine Thomas M

EVP, Chief Credit Officer

SaleAlert
Shares
1,476
Price
$92.00
Value
$135,792
Open SEC filing

THIELE CANDACE L

EVP, Chief Administrative Offi

SaleAlert
Shares
700
Price
$90.14
Value
$63,095
Open SEC filing

Nick Mosich

Director

SaleAlert
Shares
620
Price
$90.50
Value
$56,110
Open SEC filing

Nick Mosich

Director

SaleAlert
Shares
4,380
Price
$90.01
Value
$394,253
Open SEC filing

Micheletti Andrew J

EVP, Finance

SaleAlert
Shares
13,960
Price
$85.38
Value
$1,191,905
Open SEC filing

“Alert” means a voluntary, unscheduled transaction according to the filing; it is not an investment recommendation. Official source: SEC EDGAR.