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SEC EDGAR · Forms 3/4/5Updated through Oct 30, 2026•66 filings

AMP

AMERIPRISE FINANCIAL INC

Net sales of $1.6M over the last 3 months

2 sellers account for the net balance. There is no cluster of three distinct buyers within 30 days. We found no CEO/CFO purchases over 12 months.

How to read this signal

Only open-market P purchases and S sales count toward the signal. Vesting, options, taxes and gifts remain in the source data but do not trigger alerts. Rule 10b5-1 trades are shown as informational.

JSON example

3-month balance

−$1,603,682

0 buyers · 2 sellers

12-month purchases

$0.00

0 distinct insiders

12-month sales

$65,935,908

9 distinct insiders

Highlighted alerts

27

0 Rule 10b5-1 trades treated as informational

Buying cluster · 30 days

Fewer than three distinct buyers

CEO/CFO purchases · 12 months

No executive purchases found

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Form 4 raw → Raspberry

The value is in what we do not call a signal.

The SEC XML stores every transaction. Raspberry keeps that evidence, reads the footnotes and separates voluntary open-market activity from vesting, option exercises, gifts, tax withholding, stock purchase and dividend reinvestment plans and pre-programmed 10b5-1 trades.

100
Raw transactions
Everything returned by the filing
27
Voluntary view
P/S trades after deterministic checks
76
Administrative noise
Stored, never alerted
0
10b5-1
Shown as informational
SEC ownership XML facts
Code
F
Shares
469
Price
$559.62
Footnotes
1

Fully vested.

Raspberry interpretation
Informational — no alert

Reason: administrative_code.

Verify in SEC EDGAR

Recent transactions

Voluntary purchases and sales; administrative noise stays hidden.

27 transactions

Brockman Dawn M.

SVP AND CONTROLLER

SaleAlert
Shares
472
Price
$558.93
Value
$263,815
Open SEC filing

McGraw Deirdre Davey

EVP Mktg, Strat. & Comms.

SaleAlert
Shares
2,400
Price
$558.28
Value
$1,339,867
Open SEC filing

Williams William Jerryl

Pres, Wealth Mgmt Advisor Grp

SaleAlert
Shares
908
Price
$541.90
Value
$492,045
Open SEC filing

Williams William Jerryl

Pres, Wealth Mgmt Advisor Grp

SaleAlert
Shares
3,200
Price
$540.07
Value
$1,728,221
Open SEC filing

Williams William Jerryl

Pres, Wealth Mgmt Advisor Grp

SaleAlert
Shares
4,102
Price
$538.23
Value
$2,207,819
Open SEC filing

Berman Walter Stanley

EXECUTIVE VP AND CFO

SaleAlert
Shares
422
Price
$549.76
Value
$231,998
Open SEC filing

Berman Walter Stanley

EXECUTIVE VP AND CFO

SaleAlert
Shares
10,590
Price
$548.92
Value
$5,813,032
Open SEC filing

CRACCHIOLO JAMES M

CHAIRMAN AND CEO

SaleAlert
Shares
1,900
Price
$546.67
Value
$1,038,665
Open SEC filing

CRACCHIOLO JAMES M

CHAIRMAN AND CEO

SaleAlert
Shares
16,120
Price
$545.28
Value
$8,789,896
Open SEC filing

Williams William Jerryl

Pres, Wealth Mgmt Advisor Grp

SaleAlert
Shares
6
Price
$537.61
Value
$3,226
Open SEC filing

Williams William Jerryl

Pres, Wealth Mgmt Advisor Grp

SaleAlert
Shares
7,888
Price
$537.08
Value
$4,236,457
Open SEC filing

Smyth Gerard P.

EVP & Hd. of Tech. & Serv. Del

SaleAlert
Shares
6,255
Price
$472.52
Value
$2,955,607
Open SEC filing

Sharpe Robert Francis JR

Director

SaleAlert
Shares
1,200
Price
$465.83
Value
$558,996
Open SEC filing

TRUSCOTT WILLIAM F

CEO, GLOBAL ASSET MANAGEMENT

SaleAlert
Shares
5,000
Price
$532.08
Value
$2,660,400
Open SEC filing

Alvero Gumer

PRESIDENT-INSURANCE&ANNUITIES

SaleAlert
Shares
4,658
Price
$542.88
Value
$2,528,746
Open SEC filing

Berman Walter Stanley

EXECUTIVE VP AND CFO

SaleAlert
Shares
7,000
Price
$544.22
Value
$3,809,511
Open SEC filing

CRACCHIOLO JAMES M

CHAIRMAN AND CEO

SaleAlert
Shares
15,696
Price
$548.61
Value
$8,610,906
Open SEC filing

CRACCHIOLO JAMES M

CHAIRMAN AND CEO

SaleAlert
Shares
2,928
Price
$547.51
Value
$1,603,105
Open SEC filing

CRACCHIOLO JAMES M

CHAIRMAN AND CEO

SaleAlert
Shares
1,782
Price
$545.76
Value
$972,547
Open SEC filing

CRACCHIOLO JAMES M

CHAIRMAN AND CEO

SaleAlert
Shares
6,886
Price
$545.04
Value
$3,753,155
Open SEC filing

CRACCHIOLO JAMES M

CHAIRMAN AND CEO

SaleAlert
Shares
4,507
Price
$543.88
Value
$2,451,284
Open SEC filing

CRACCHIOLO JAMES M

CHAIRMAN AND CEO

SaleAlert
Shares
5,643
Price
$542.78
Value
$3,062,934
Open SEC filing

CRACCHIOLO JAMES M

CHAIRMAN AND CEO

SaleAlert
Shares
4,235
Price
$541.46
Value
$2,293,068
Open SEC filing

CRACCHIOLO JAMES M

CHAIRMAN AND CEO

SaleAlert
Shares
7,136
Price
$540.11
Value
$3,854,191
Open SEC filing

Sharpe Robert Francis JR

Director

SaleAlert
Shares
1,500
Price
$450.95
Value
$676,418
Open SEC filing

MELLOH HEATHER J.

EVP AND GENERAL COUNSEL

SaleAlert
Shares
1,500
Price
$512.34
Value
$768,503
Open SEC filing

TRUSCOTT WILLIAM F

CEO, GLOBAL ASSET MANAGEMENT

SaleAlert
Shares
9,929
Price
$506.89
Value
$5,032,934
Open SEC filing

“Alert” means a voluntary, unscheduled transaction according to the filing; it is not an investment recommendation. Official source: SEC EDGAR.